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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+13.39%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$379M
AUM Growth
+$44.1M
Cap. Flow
+$13.5M
Cap. Flow %
3.56%
Top 10 Hldgs %
80.72%
Holding
114
New
15
Increased
25
Reduced
39
Closed
24

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$9.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.94M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.94M
4
AMP icon
Ameriprise Financial
AMP
+$1.82M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$2.53M
2
UNH icon
UnitedHealth
UNH
+$2.01M
3
AXGN icon
Axogen
AXGN
+$1.76M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$834K
5
MSFT icon
Microsoft
MSFT
+$618K

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Consumer Staples 2.58%
3 Technology 2.23%
4 Industrials 1.87%
5 Healthcare 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWKN icon
26
Hawkins
HWKN
$2.9B
$816K 0.22%
44,352
+14,912
+51% +$305K
CELG
27
DELISTED
Celgene Corp
CELG
$814K 0.21%
8,619
-373
-4% -$32.6K
VONV icon
28
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$803K 0.21%
14,840
+730
+5% +$38.4K
XOM icon
29
ExxonMobil
XOM
$650B
$792K 0.21%
9,797
-57
-0.6% -$4.35K
CSCO icon
30
Cisco
CSCO
$443B
$774K 0.2%
14,317
-6
-0% -$292
IJR icon
31
iShares Core S&P Small-Cap ETF
IJR
$109B
$675K 0.18%
8,747
-417
-5% -$32K
SUSA icon
32
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$675K 0.18%
11,430
+180
+2% +$10.1K
MODV
33
DELISTED
ModivCare
MODV
$644K 0.17%
9,653
– –
MDY icon
34
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$635K 0.17%
1,839
-70
-4% -$23.5K
UNH icon
35
UnitedHealth
UNH
$382B
$631K 0.17%
2,558
-7,898
-76% -$2.01M
HES
36
DELISTED
Hess
HES
$607K 0.16%
+10,041
New +$553K
SBUX icon
37
Starbucks
SBUX
$119B
$582K 0.15%
7,811
-1,144
-13% -$78.6K
OTTR icon
38
Otter Tail
OTTR
$3.81B
$579K 0.15%
11,632
– –
NNDM
39
Nano Dimension
NNDM
$314M
$484K 0.13%
+68,180
New +$648K
NFLX icon
40
Netflix
NFLX
$307B
$476K 0.13%
13,370
– –
PG icon
41
Procter & Gamble
PG
$340B
$467K 0.12%
4,487
-466
-9% -$45.4K
DIS icon
42
Walt Disney
DIS
$171B
$462K 0.12%
4,174
+936
+29% +$105K
CRC
43
DELISTED
California Resources Corporation
CRC
$450K 0.12%
17,500
-22,500
-56% -$488K
GOOGL icon
44
Alphabet (Google) Class A
GOOGL
$4.12T
$444K 0.12%
7,540
-6,660
-47% -$376K
T icon
45
AT&T
T
$164B
$410K 0.11%
17,355
-5,152
-23% -$119K
NTRP
46
DELISTED
Neurotrope, Inc. Common
NTRP
$390K 0.1%
71,500
– –
VOT icon
47
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$381K 0.1%
2,665
– –
DIA icon
48
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$362K 0.1%
+1,396
New +$351K
BP icon
49
BP
BP
$112B
$356K 0.09%
8,297
-3,771
-31% -$155K
IWM icon
50
iShares Russell 2000 ETF
IWM
$79.1B
$355K 0.09%
2,316
+669
+41% +$101K
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2019 Portfolio in Review

As of Q1 2019, NorthRock Partners held 114 positions worth $379M, up 13% from $335M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

NorthRock Partners deployed $13.5M of net new capital in Q1 2019, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was American Electric Power: 119,325 shares worth $119K.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.3% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was UnitedHealth, an estimated $2.01M trimmed.

  • NorthRock Partners's largest Q1 2019 buy was American Electric Power: 119,325 shares worth $119K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $1.94M increase.
  • NorthRock Partners's biggest Q1 2019 reduction was UnitedHealth, cutting an estimated $2.01M.
  • NorthRock Partners fully exited Abbott in Q1 2019, selling an estimated $2.53M.
  • NorthRock Partners's ten largest holdings make up 81% of its $379M portfolio in Q1 2019.
  • NorthRock Partners opened 15 new positions and closed 24 in Q1 2019.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $379M.

Based on NorthRock Partners's 13F filing for Q1 2019, filed 14 May 2019.