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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+5.65%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$347M
AUM Growth
+$53.9M
Cap. Flow
+$43.9M
Cap. Flow %
12.64%
Top 10 Hldgs %
87.16%
Holding
66
New
6
Increased
30
Reduced
16
Closed
1

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.81M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.14M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$481K
2
CCT
Corporate Capital Trust, Inc.
CCT
+$265K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$252K
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$158K
5
MSFT icon
Microsoft
MSFT
+$151K

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.45%
2 Financials 5.22%
3 Consumer Staples 2.61%
4 Industrials 1.77%
5 Technology 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MODV
26
DELISTED
ModivCare
MODV
$649K 0.19%
9,653
– –
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$646K 0.19%
1,751
-63
-3% -$23.1K
SUSA icon
28
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$627K 0.18%
10,450
+1,280
+14% +$75.1K
VONV icon
29
Vanguard Russell 1000 Value ETF
VONV
$21.8B
$607K 0.17%
10,900
– –
OTTR icon
30
Otter Tail
OTTR
$3.74B
$573K 0.17%
11,959
+2,194
+22% +$106K
WEB
31
DELISTED
Web.com Group, Inc.
WEB
$561K 0.16%
20,125
– –
SBUX icon
32
Starbucks
SBUX
$111B
$493K 0.14%
8,672
– –
NFLX icon
33
Netflix
NFLX
$318B
$471K 0.14%
12,620
+370
+3% +$13.4K
SPTM icon
34
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.9B
$452K 0.13%
12,461
– –
PG icon
35
Procter & Gamble
PG
$341B
$443K 0.13%
6,523
+998
+18% +$81.6K
TTSH
36
DELISTED
Tile Shop Holdings
TTSH
$397K 0.11%
55,555
+11,139
+25% +$88.9K
ADP icon
37
Automatic Data Processing
ADP
$109B
$388K 0.11%
2,560
+842
+49% +$119K
VOT icon
38
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
$380K 0.11%
2,665
– –
DIS icon
39
Walt Disney
DIS
$185B
$372K 0.11%
3,160
+195
+7% +$21.7K
VOE icon
40
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$348K 0.1%
3,057
+7
+0.2% +$795
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$4.19T
$337K 0.1%
5,580
+120
+2% +$7.26K
VEA icon
42
Vanguard FTSE Developed Markets ETF
VEA
$233B
$334K 0.1%
7,691
+1,788
+30% +$77.1K
BBY icon
43
Best Buy
BBY
$19.4B
$332K 0.1%
4,171
– –
VBK icon
44
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$330K 0.1%
1,760
– –
T icon
45
AT&T
T
$177B
$324K 0.09%
12,792
-264
-2% -$6.47K
BRK.A icon
46
Berkshire Hathaway Class A
BRK.A
$1.11T
$320K 0.09%
1
– –
VNQ icon
47
Vanguard Real Estate ETF
VNQ
$36.9B
$307K 0.09%
3,806
+292
+8% +$24K
VBR icon
48
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$297K 0.09%
2,115
+5
+0.2% +$701
DIAL icon
49
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$294K 0.08%
15,400
– –
MCD icon
50
McDonald's
MCD
$176B
$285K 0.08%
1,696
+17
+1% +$2.72K
1
2
3

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q3 2018 Portfolio in Review

As of Q3 2018, NorthRock Partners held 66 positions worth $347M, up 18% from $293M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

NorthRock Partners deployed $43.9M of net new capital in Q3 2018, opening 6 new positions and adding to 30 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 86% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Berkshire Hathaway Class B, an estimated $481K trimmed.

  • NorthRock Partners's largest Q3 2018 buy was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $3.92M increase.
  • NorthRock Partners's biggest Q3 2018 reduction was Berkshire Hathaway Class B, cutting an estimated $481K.
  • NorthRock Partners fully exited iShares Core S&P 500 ETF in Q3 2018, selling an estimated $252K.
  • NorthRock Partners's ten largest holdings make up 87% of its $347M portfolio in Q3 2018.
  • NorthRock Partners opened 6 new positions and closed 1 in Q3 2018.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $347M.

Based on NorthRock Partners's 13F filing for Q3 2018, filed 13 Nov 2018.