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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+5.65%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$347M
AUM Growth
+$53.9M
Cap. Flow
+$43.9M
Cap. Flow %
12.64%
Top 10 Hldgs %
87.16%
Holding
66
New
6
Increased
30
Reduced
16
Closed
1

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.81M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.14M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$481K
2
CCT
Corporate Capital Trust, Inc.
CCT
+$265K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$252K
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$158K
5
MSFT icon
Microsoft
MSFT
+$151K

Sector Composition

Rank Sector Weight
1 Financials 2.99%
2 Consumer Staples 2.61%
3 Industrials 1.77%
4 Technology 1.09%
5 Healthcare 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MODV
26
DELISTED
ModivCare
MODV
$649K 0.19%
9,653
– –
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$646K 0.19%
1,751
-63
-3% -$23.1K
SUSA icon
28
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$627K 0.18%
10,450
+1,280
+14% +$75.1K
VONV icon
29
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$607K 0.17%
10,900
– –
OTTR icon
30
Otter Tail
OTTR
$3.81B
$573K 0.17%
11,959
+2,194
+22% +$106K
WEB
31
DELISTED
Web.com Group, Inc.
WEB
$561K 0.16%
20,125
– –
SBUX icon
32
Starbucks
SBUX
$119B
$493K 0.14%
8,672
– –
NFLX icon
33
Netflix
NFLX
$307B
$471K 0.14%
12,620
+370
+3% +$13.4K
SPTM icon
34
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$452K 0.13%
12,461
– –
PG icon
35
Procter & Gamble
PG
$340B
$443K 0.13%
6,523
+998
+18% +$81.6K
TTSH
36
DELISTED
Tile Shop Holdings
TTSH
$397K 0.11%
55,555
+11,139
+25% +$88.9K
ADP icon
37
Automatic Data Processing
ADP
$109B
$388K 0.11%
2,560
+842
+49% +$119K
VOT icon
38
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$380K 0.11%
2,665
– –
DIS icon
39
Walt Disney
DIS
$171B
$372K 0.11%
3,160
+195
+7% +$21.7K
VOE icon
40
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$348K 0.1%
3,057
+7
+0.2% +$795
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$4.12T
$337K 0.1%
5,580
+120
+2% +$7.26K
VEA icon
42
Vanguard FTSE Developed Markets ETF
VEA
$223B
$334K 0.1%
7,691
+1,788
+30% +$77.1K
BBY icon
43
Best Buy
BBY
$19B
$332K 0.1%
4,171
– –
VBK icon
44
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$330K 0.1%
1,760
– –
T icon
45
AT&T
T
$164B
$324K 0.09%
12,792
-264
-2% -$6.47K
BRK.A icon
46
Berkshire Hathaway Class A
BRK.A
$1.1T
$320K 0.09%
1
– –
VNQ icon
47
Vanguard Real Estate ETF
VNQ
$39.9B
$307K 0.09%
3,806
+292
+8% +$24K
VBR icon
48
Vanguard Small-Cap Value ETF
VBR
$37.2B
$297K 0.09%
2,115
+5
+0.2% +$701
DIAL icon
49
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$294K 0.08%
15,400
– –
MCD icon
50
McDonald's
MCD
$193B
$285K 0.08%
1,696
+17
+1% +$2.72K
1
2
3

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2018 Portfolio in Review

As of Q3 2018, NorthRock Partners held 66 positions worth $347M, up 18% from $293M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

NorthRock Partners deployed $43.9M of net new capital in Q3 2018, opening 6 new positions and adding to 30 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class B, an estimated $481K trimmed.

  • NorthRock Partners's largest Q3 2018 buy was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $3.92M increase.
  • NorthRock Partners's biggest Q3 2018 reduction was Berkshire Hathaway Class B, cutting an estimated $481K.
  • NorthRock Partners fully exited iShares Core S&P 500 ETF in Q3 2018, selling an estimated $252K.
  • NorthRock Partners's ten largest holdings make up 87% of its $347M portfolio in Q3 2018.
  • NorthRock Partners opened 6 new positions and closed 1 in Q3 2018.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $347M.

Based on NorthRock Partners's 13F filing for Q3 2018, filed 13 Nov 2018.