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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$313M
AUM Growth
+$50.6M
Cap. Flow
+$10.1M
Cap. Flow %
3.21%
Top 10 Hldgs %
90.68%
Holding
59
New
6
Increased
12
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$9.57M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.78M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.61M
4
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.48M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$767K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$4.11M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$454K
3
NEWR
New Relic, Inc.
NEWR
+$356K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$277K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$275K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.02%
2 Financials 6.71%
3 Consumer Staples 2.22%
4 Industrials 1.02%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
26
The Mosaic Company
MOS
$7.88B
$482K 0.15%
18,799
+1
+0% +$23
AMZN icon
27
Amazon
AMZN
$2.65T
$473K 0.15%
8,120
+2,100
+35% +$116K
SUSA icon
28
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$435K 0.14%
7,840
+1,940
+33% +$105K
OTTR icon
29
Otter Tail
OTTR
$3.74B
$425K 0.14%
+9,550
New +$438K
SCHM icon
30
Schwab US Mid-Cap ETF
SCHM
$14.5B
$393K 0.13%
22,194
-12,855
-37% -$222K
VOE icon
31
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$390K 0.12%
3,495
– –
VOT icon
32
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
$390K 0.12%
3,050
– –
IVV icon
33
iShares Core S&P 500 ETF
IVV
$833B
$333K 0.11%
1,242
-437
-26% -$114K
VBK icon
34
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$332K 0.11%
2,065
– –
VBR icon
35
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$330K 0.11%
2,490
– –
DIS icon
36
Walt Disney
DIS
$185B
$329K 0.11%
3,011
-46
-2% -$4.74K
T icon
37
AT&T
T
$177B
$328K 0.1%
11,156
-5
-0% -$137
IWR icon
38
iShares Russell Mid-Cap ETF
IWR
$55B
$327K 0.1%
6,284
– –
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.19T
$304K 0.1%
5,800
– –
BRK.A icon
40
Berkshire Hathaway Class A
BRK.A
$1.11T
$298K 0.1%
1
– –
META icon
41
Meta Platforms (Facebook)
META
$1.72T
$294K 0.09%
1,667
– –
IVW icon
42
iShares S&P 500 Growth ETF
IVW
$75.6B
$293K 0.09%
7,688
-260
-3% -$9.71K
EFA icon
43
iShares MSCI EAFE ETF
EFA
$77.6B
$291K 0.09%
4,146
-2,296
-36% -$160K
MCD icon
44
McDonald's
MCD
$176B
$287K 0.09%
1,665
– –
BBY icon
45
Best Buy
BBY
$19.4B
$286K 0.09%
4,171
-118
-3% -$6.98K
VNQ icon
46
Vanguard Real Estate ETF
VNQ
$36.9B
$257K 0.08%
3,100
-484
-14% -$40.6K
NFLX icon
47
Netflix
NFLX
$318B
$256K 0.08%
13,260
– –
XEL icon
48
Xcel Energy
XEL
$45.4B
$254K 0.08%
5,230
– –
ATI icon
49
ATI
ATI
$25.8B
$231K 0.07%
9,561
– –
GE icon
50
GE Aerospace
GE
$325B
$222K 0.07%
2,627
+375
+17% +$35.8K
1
2
3

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q4 2017 Portfolio in Review

As of Q4 2017, NorthRock Partners held 59 positions worth $313M, up 19% from $263M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners deployed $10.1M of net new capital in Q4 2017, opening 6 new positions and adding to 12 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 545,904 shares worth $8.92M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 87% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $4.11M trimmed.

  • NorthRock Partners's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 545,904 shares worth $8.92M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $1.78M increase.
  • NorthRock Partners's biggest Q4 2017 reduction was Ameriprise Financial, cutting an estimated $4.11M.
  • NorthRock Partners fully exited New Relic, Inc. in Q4 2017, selling an estimated $356K.
  • NorthRock Partners's ten largest holdings make up 91% of its $313M portfolio in Q4 2017.
  • NorthRock Partners opened 6 new positions and closed 3 in Q4 2017.
  • NorthRock Partners's portfolio value rose 19% quarter-over-quarter to $313M.

Based on NorthRock Partners's 13F filing for Q4 2017, filed 12 Feb 2018.