NP

NorthRock Partners Portfolio holdings

AUM $3.86B
This Quarter Return
+5.5%
1 Year Return
+13.95%
3 Year Return
+63.93%
5 Year Return
+112.1%
10 Year Return
+187.97%
AUM
$313M
AUM Growth
+$313M
Cap. Flow
+$10.3M
Cap. Flow %
3.28%
Top 10 Hldgs %
90.68%
Holding
59
New
6
Increased
13
Reduced
22
Closed
3

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$8.92M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.46M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$1.65M
4
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.64M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
$787K

Top Sells

1
AMP icon
Ameriprise Financial
AMP
$4.35M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$462K
3
NEWR
New Relic, Inc.
NEWR
$356K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$287K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
$284K

Sector Composition

1 Financials 3.86%
2 Consumer Staples 2.22%
3 Industrials 1.02%
4 Technology 0.86%
5 Healthcare 0.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MOS icon
26
The Mosaic Company
MOS
$10.6B
$482K 0.15%
18,799
+1
+0% +$26
AMZN icon
27
Amazon
AMZN
$2.44T
$473K 0.15%
406
+105
+35% +$122K
SUSA icon
28
iShares ESG Optimized MSCI USA ETF
SUSA
$3.58B
$435K 0.14%
3,920
+970
+33% +$108K
OTTR icon
29
Otter Tail
OTTR
$3.52B
$425K 0.14%
+9,550
New +$425K
SCHM icon
30
Schwab US Mid-Cap ETF
SCHM
$12.1B
$393K 0.13%
7,398
-4,285
-37% -$228K
VOE icon
31
Vanguard Mid-Cap Value ETF
VOE
$18.8B
$390K 0.12%
3,495
– –
VOT icon
32
Vanguard Mid-Cap Growth ETF
VOT
$17.6B
$390K 0.12%
3,050
– –
IVV icon
33
iShares Core S&P 500 ETF
IVV
$662B
$333K 0.11%
1,242
-437
-26% -$117K
VBK icon
34
Vanguard Small-Cap Growth ETF
VBK
$20.1B
$332K 0.11%
2,065
– –
VBR icon
35
Vanguard Small-Cap Value ETF
VBR
$31.4B
$330K 0.11%
2,490
– –
DIS icon
36
Walt Disney
DIS
$213B
$329K 0.11%
3,011
-46
-2% -$5.03K
T icon
37
AT&T
T
$209B
$328K 0.1%
8,426
-4
-0% -$156
IWR icon
38
iShares Russell Mid-Cap ETF
IWR
$44.4B
$327K 0.1%
1,571
– –
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$2.57T
$304K 0.1%
290
– –
BRK.A icon
40
Berkshire Hathaway Class A
BRK.A
$1.09T
$298K 0.1%
1
– –
META icon
41
Meta Platforms (Facebook)
META
$1.86T
$294K 0.09%
1,667
– –
IVW icon
42
iShares S&P 500 Growth ETF
IVW
$63.1B
$293K 0.09%
1,922
-65
-3% -$9.91K
EFA icon
43
iShares MSCI EAFE ETF
EFA
$66B
$291K 0.09%
4,146
-2,296
-36% -$161K
MCD icon
44
McDonald's
MCD
$224B
$287K 0.09%
1,665
– –
BBY icon
45
Best Buy
BBY
$15.6B
$286K 0.09%
4,171
-118
-3% -$8.09K
VNQ icon
46
Vanguard Real Estate ETF
VNQ
$34.6B
$257K 0.08%
3,100
-484
-14% -$40.1K
NFLX icon
47
Netflix
NFLX
$513B
$256K 0.08%
1,326
– –
XEL icon
48
Xcel Energy
XEL
$42.8B
$254K 0.08%
5,230
– –
ATI icon
49
ATI
ATI
$10.7B
$231K 0.07%
9,561
– –
GE icon
50
GE Aerospace
GE
$292B
$222K 0.07%
12,592
+1,801
+17% +$31.8K
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