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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$223M
AUM Growth
+$30.8M
Cap. Flow
+$24.5M
Cap. Flow %
10.96%
Top 10 Hldgs %
91.5%
Holding
53
New
4
Increased
22
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.03M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.62M
4
AMP icon
Ameriprise Financial
AMP
+$1.43M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.26M

Top Sells

Rank Stock Value
1
FOR icon
Forestar Group
FOR
+$742K
2
PIPR icon
Piper Sandler
PIPR
+$492K
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$480K
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$300K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$250K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.71%
2 Real Estate 1.71%
3 Industrials 1.41%
4 Healthcare 1.32%
5 Financials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
26
IBM
IBM
$213B
$378K 0.17%
+4,061
New +$581K
BSX icon
27
Boston Scientific
BSX
$68.4B
$354K 0.16%
15,130
+12,119
+402% +$262K
VOE icon
28
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$311K 0.14%
3,495
– –
VOT icon
29
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$311K 0.14%
3,050
– –
VBK icon
30
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$308K 0.14%
5,134
+3,069
+149% +$372K
MDY icon
31
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$300K 0.13%
1,100
– –
T icon
32
AT&T
T
$164B
$296K 0.13%
9,064
-193
-2% -$5.74K
MDT icon
33
Medtronic
MDT
$112B
$294K 0.13%
3,406
-737
-18% -$59.6K
MSFT icon
34
Microsoft
MSFT
$2.9T
$279K 0.12%
5,445
+1,102
+25% +$57.3K
VNQ icon
35
Vanguard Real Estate ETF
VNQ
$39.9B
$270K 0.12%
3,026
– –
VBR icon
36
Vanguard Small-Cap Value ETF
VBR
$37.2B
$263K 0.12%
2,490
– –
GIS icon
37
General Mills
GIS
$20.2B
$253K 0.11%
3,554
-100
-3% -$6.37K
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$218K 0.1%
6,151
– –
BRK.A icon
39
Berkshire Hathaway Class A
BRK.A
$1.1T
$217K 0.1%
1
– –
JNJ icon
40
Johnson & Johnson
JNJ
$640B
$214K 0.1%
+1,766
New +$201K
WFC icon
41
Wells Fargo
WFC
$254B
$205K 0.09%
4,343
-2,175
-33% -$106K
ADP icon
42
Automatic Data Processing
ADP
$109B
$203K 0.09%
2,197
-294
-12% -$26K
QUMU
43
DELISTED
Qumu Corp.
QUMU
$178K 0.08%
40,000
-300
-0.7% -$1.34K
CBK
44
DELISTED
Christopher & Banks Corporation
CBK
$75K 0.03%
34,500
+2,500
+8% +$5.8K
EFT
45
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$58K 0.03%
14,291
-35,999
-72% -$480K
DAKP
46
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$49K 0.02%
444,600
– –
PALI icon
47
Palisade Bio
PALI
$341M
– –
0
– –
ADBE icon
48
Adobe
ADBE
$105B
– –
-2,525
Closed -$237K
CHRD icon
49
Chord Energy
CHRD
$7.68B
– –
-30,000
Closed -$218K
FOR icon
50
Forestar Group
FOR
$1.48B
– –
-56,866
Closed -$742K
1
2
3

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2016 Portfolio in Review

As of Q2 2016, NorthRock Partners held 53 positions worth $223M, up 16% from $193M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners deployed $24.5M of net new capital in Q2 2016, opening 4 new positions and adding to 22 existing holdings. Its largest new stake was Coca-Cola: 16,882 shares worth $765K.

By sector, the portfolio is most concentrated in Consumer Staples at 8.7% of assets, up from 2.4% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Eaton Vance Floating-Rate Income Trust, an estimated $480K trimmed.

  • NorthRock Partners's largest Q2 2016 buy was Coca-Cola: 16,882 shares worth $765K.
  • NorthRock Partners added most to Target in Q2 2016, an estimated $15M increase.
  • NorthRock Partners's biggest Q2 2016 reduction was Eaton Vance Floating-Rate Income Trust, cutting an estimated $480K.
  • NorthRock Partners fully exited Forestar Group in Q2 2016, selling an estimated $742K.
  • NorthRock Partners's ten largest holdings make up 92% of its $223M portfolio in Q2 2016.
  • NorthRock Partners opened 4 new positions and closed 6 in Q2 2016.
  • NorthRock Partners's portfolio value rose 16% quarter-over-quarter to $223M.

Based on NorthRock Partners's 13F filing for Q2 2016, filed 10 Aug 2016.