NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
+$48.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
52
New
Increased
Reduced
Closed

Top Buys

1
+$12.9M
2
+$11.9M
3
+$11.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.7M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$6.93M

Top Sells

1
+$2.21M
2
+$1.84M
3
+$494K
4
CPHD
Cepheid Inc
CPHD
+$249K
5
ULTI
Ultimate Software Group Inc
ULTI
+$246K

Sector Composition

1 Financials 18.85%
2 Consumer Staples 7.22%
3 Real Estate 2.3%
4 Healthcare 1.88%
5 Technology 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$517K 0.24%
13,205
-2,805
27
$508K 0.23%
6,111
+788
28
$500K 0.23%
27,765
+6,530
29
$397K 0.18%
22,403
-3,465
30
$354K 0.16%
8,101
+136
31
$340K 0.16%
12,684
+973
32
$332K 0.15%
+40,300
33
$319K 0.15%
2,825
-14
34
$311K 0.14%
3,389
+272
35
$299K 0.14%
6,000
36
$265K 0.12%
2,067
-77
37
$253K 0.12%
4,077
-276
38
$251K 0.12%
2,236
+21
39
$232K 0.11%
2,000
-2,000
40
$231K 0.11%
2,379
+34
41
$228K 0.11%
+12,780
42
$218K 0.1%
+3,990
43
$210K 0.1%
3,754
-8,825
44
$209K 0.1%
5,781
-974
45
$205K 0.09%
1
46
$205K 0.09%
+13,109
47
– –
0
48
$53K 0.02%
+44,600
49
– –
-3,181
50
– –
-1,445
1
2
3