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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-1.77%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$216M
AUM Growth
+$48.1M
Cap. Flow
+$52.2M
Cap. Flow %
24.13%
Top 10 Hldgs %
88.12%
Holding
52
New
9
Increased
17
Reduced
19
Closed
4

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$13.1M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$11.9M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$11.7M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.8M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$7.54M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.24M
2
AMP icon
Ameriprise Financial
AMP
+$1.87M
3
GIS icon
General Mills
GIS
+$494K
4
CPHD
Cepheid Inc
CPHD
+$249K
5
ULTI
Ultimate Software Group Inc
ULTI
+$246K

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.6%
2 Financials 18.85%
3 Consumer Staples 7.22%
4 Real Estate 2.3%
5 Healthcare 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
26
Coca-Cola
KO
$378B
$517K 0.24%
13,205
-2,805
-18% -$114K
XOM icon
27
ExxonMobil
XOM
$672B
$508K 0.23%
6,111
+788
+15% +$67.7K
DBC icon
28
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
$500K 0.23%
27,765
+6,530
+31% +$116K
BSX icon
29
Boston Scientific
BSX
$63.6B
$397K 0.18%
22,403
-3,465
-13% -$61.9K
PIPR icon
30
Piper Sandler
PIPR
$5.04B
$354K 0.16%
32,404
+544
+2% +$6.79K
T icon
31
AT&T
T
$177B
$340K 0.16%
12,684
+973
+8% +$25.1K
QUMU
32
DELISTED
Qumu Corp.
QUMU
$332K 0.15%
+40,300
New +$432K
DIS icon
33
Walt Disney
DIS
$185B
$319K 0.15%
2,825
-14
-0.5% -$1.54K
IBM icon
34
IBM
IBM
$224B
$311K 0.14%
3,389
+272
+9% +$43.7K
TBT icon
35
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$315M
$299K 0.14%
6,000
– –
GE icon
36
GE Aerospace
GE
$325B
$265K 0.12%
2,067
-77
-4% -$9.99K
DLX icon
37
Deluxe
DLX
$1.08B
$253K 0.12%
4,077
-276
-6% -$18.1K
TIP icon
38
iShares TIPS Bond ETF
TIP
$14.6B
$251K 0.12%
2,236
+21
+0.9% +$2.37K
LQD icon
39
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
$232K 0.11%
2,000
-2,000
-50% -$237K
UPS icon
40
United Parcel Service
UPS
$84B
$231K 0.11%
2,379
+34
+1% +$3.38K
TSLA icon
41
Tesla
TSLA
$1.41T
$228K 0.11%
+12,780
New +$202K
MRK icon
42
Merck
MRK
$358B
$218K 0.1%
+3,990
New +$224K
GIS icon
43
General Mills
GIS
$19.7B
$210K 0.1%
3,754
-8,825
-70% -$494K
SYY icon
44
Sysco
SYY
$37.7B
$209K 0.1%
5,781
-974
-14% -$36.4K
BRK.A icon
45
Berkshire Hathaway Class A
BRK.A
$1.11T
$205K 0.09%
1
– –
FSD
46
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$205K 0.09%
+13,109
New +$213K
PALI icon
47
Palisade Bio
PALI
$295M
– –
0
– –
DAKP
48
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$53K 0.02%
+44,600
New +$65.3K
CL icon
49
Colgate-Palmolive
CL
$69.4B
– –
-2,888
Closed -$200K
MMS icon
50
Maximus
MMS
$3.02B
– –
-3,181
Closed -$212K
1
2
3

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q2 2015 Portfolio in Review

As of Q2 2015, NorthRock Partners held 52 positions worth $216M, up 29% from $168M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

NorthRock Partners deployed $52.2M of net new capital in Q2 2015, opening 9 new positions and adding to 17 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 174,254 shares worth $12.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 53% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.24M trimmed.

  • NorthRock Partners's largest Q2 2015 buy was iShares Russell Mid-Cap Value ETF: 174,254 shares worth $12.9M.
  • NorthRock Partners added most to ClearBridge MLP and Midstream Fund Inc. in Q2 2015, an estimated $7.54M increase.
  • NorthRock Partners's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.24M.
  • NorthRock Partners fully exited Cepheid Inc in Q2 2015, selling an estimated $249K.
  • NorthRock Partners's ten largest holdings make up 88% of its $216M portfolio in Q2 2015.
  • NorthRock Partners opened 9 new positions and closed 4 in Q2 2015.
  • NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $216M.

Based on NorthRock Partners's 13F filing for Q2 2015, filed 13 Aug 2015.