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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
451
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$313K 0.01%
1,294
-34
-3% -$7.38K
MGM icon
452
MGM Resorts International
MGM
$11.4B
$310K 0.01%
+6,944
New +$272K
OPCH icon
453
Option Care Health
OPCH
$3.45B
$309K 0.01%
+9,180
New +$282K
ASML icon
454
ASML
ASML
$626B
$308K 0.01%
+406
New +$268K
STT icon
455
State Street
STT
$50.6B
$305K 0.01%
+3,915
New +$273K
IYF icon
456
iShares US Financials ETF
IYF
$4.67B
$303K 0.01%
3,551
-19
-0.5% -$1.48K
PEO
457
Adams Natural Resources Fund
PEO
$739M
$302K 0.01%
+15,228
New +$312K
WBD icon
458
Warner Bros
WBD
$65.9B
$297K 0.01%
26,122
+15,767
+152% +$170K
AOM icon
459
iShares Core Moderate Allocation ETF
AOM
$1.75B
$297K 0.01%
+7,152
New +$283K
EXC icon
460
Exelon
EXC
$46.9B
$293K 0.01%
8,149
+2,143
+36% +$82.5K
STE icon
461
Steris
STE
$22.3B
$291K 0.01%
1,325
+253
+24% +$53.5K
LNT icon
462
Alliant Energy
LNT
$18.3B
$289K 0.01%
+5,636
New +$281K
ON icon
463
ON Semiconductor
ON
$31.8B
$289K 0.01%
+3,460
New +$272K
WRK
464
DELISTED
WestRock Company
WRK
$289K 0.01%
+6,952
New +$267K
PLTR icon
465
Palantir
PLTR
$295B
$288K 0.01%
+16,791
New +$299K
KR icon
466
Kroger
KR
$35.4B
$288K 0.01%
+6,291
New +$279K
AEE icon
467
Ameren
AEE
$30.3B
$286K 0.01%
+3,951
New +$301K
NVT icon
468
nVent Electric
NVT
$24.9B
$284K 0.01%
4,803
+917
+24% +$48.6K
CBRE icon
469
CBRE Group
CBRE
$42.5B
$279K 0.01%
+3,002
New +$233K
DIAL icon
470
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$278K 0.01%
+15,400
New +$264K
ADM icon
471
Archer Daniels Midland
ADM
$38.2B
$278K 0.01%
+3,845
New +$281K
SPYX icon
472
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.75B
$277K 0.01%
+7,128
New +$259K
POOL icon
473
Pool Corp
POOL
$6.75B
$275K 0.01%
689
+105
+18% +$36.8K
UNM icon
474
Unum
UNM
$13.6B
$275K 0.01%
6,072
+1,590
+35% +$72.4K
AZN icon
475
AstraZeneca
AZN
$263B
$274K 0.01%
+2,033
New +$264K
17 18
19
20 21

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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.