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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$939M
AUM Growth
+$60.9M
Cap. Flow
-$1.24M
Cap. Flow %
-0.13%
Top 10 Hldgs %
61.63%
Holding
367
New
25
Increased
90
Reduced
190
Closed
40

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.62M
2
TGT icon
Target
TGT
+$4.86M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.55M
5
ATI icon
ATI
ATI
+$3.04M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.27M
2
MDLZ icon
Mondelez International
MDLZ
+$1.31M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.3M
4
NFE icon
New Fortress Energy
NFE
+$1.14M
5
NVDA icon
NVIDIA
NVDA
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 11.03%
2 Consumer Staples 9.67%
3 Financials 4.02%
4 Healthcare 3.82%
5 Industrials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
351
Nasdaq
NDAQ
$52.7B
– –
-4,026
Closed -$247K
NFE icon
352
New Fortress Energy
NFE
$92.1M
– –
-26,950
Closed -$1.14M
NSC icon
353
Norfolk Southern
NSC
$75.4B
– –
-993
Closed -$245K
NVS icon
354
Novartis
NVS
$297B
– –
-2,230
Closed -$202K
ON icon
355
ON Semiconductor
ON
$31.8B
– –
-3,315
Closed -$207K
PEG icon
356
Public Service Enterprise Group
PEG
$38.2B
– –
-3,912
Closed -$240K
PFF icon
357
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-42,478
Closed -$1.3M
PNC icon
358
PNC Financial Services
PNC
$99.7B
– –
-1,622
Closed -$256K
PRU icon
359
Prudential Financial
PRU
$42.4B
– –
-4,722
Closed -$470K
RJF icon
360
Raymond James Financial
RJF
$33.8B
– –
-2,106
Closed -$225K
SHW icon
361
Sherwin-Williams
SHW
$82.7B
– –
-843
Closed -$200K
TEL icon
362
TE Connectivity
TEL
$59.6B
– –
-1,904
Closed -$219K
UNM icon
363
Unum
UNM
$13.6B
– –
-5,187
Closed -$213K
VONG icon
364
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
– –
-4,645
Closed -$256K
MRO
365
DELISTED
Marathon Oil Corporation
MRO
– –
-15,005
Closed -$406K
PXD
366
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,408
Closed -$322K
SRNE
367
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-19,055
Closed -$16.9K
11 12 13 14
15

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NorthRock Partners's Q1 2023 Portfolio in Review

As of Q1 2023, NorthRock Partners held 367 positions worth $939M, up 6.9% from $879M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners's Q1 2023 filing shows 25 new, 90 increased, 190 reduced and 40 closed positions. Its largest new stake was Dominion Energy: 5,726 shares worth $320K. The largest sale was Vanguard S&P 500 ETF, an estimated $3.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.9% a quarter earlier, followed by Consumer Staples and Financials.

  • NorthRock Partners's largest Q1 2023 buy was Dominion Energy: 5,726 shares worth $320K.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2023, an estimated $5.62M increase.
  • NorthRock Partners's biggest Q1 2023 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.27M.
  • NorthRock Partners fully exited iShares Preferred and Income Securities ETF in Q1 2023, selling an estimated $1.3M.
  • NorthRock Partners's ten largest holdings make up 62% of its $939M portfolio in Q1 2023.
  • NorthRock Partners opened 25 new positions and closed 40 in Q1 2023.
  • NorthRock Partners's portfolio value rose 6.9% quarter-over-quarter to $939M.

Based on NorthRock Partners's 13F filing for Q1 2023, filed 4 May 2023.