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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
351
Public Storage
PSA
$60.5B
– –
-773
Closed -$226K
SCHG icon
352
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
– –
-20,064
Closed -$280K
SPYX icon
353
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.75B
– –
-7,053
Closed -$205K
VEA icon
354
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-7,746
Closed -$282K
WPC icon
355
W.P. Carey
WPC
$16.8B
– –
-6,164
Closed -$421K
VYNT
356
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
– –
-3,766
Closed -$11K
11 12 13 14
15

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B
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.