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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$939M
AUM Growth
+$60.9M
Cap. Flow
-$1.24M
Cap. Flow %
-0.13%
Top 10 Hldgs %
61.63%
Holding
367
New
25
Increased
90
Reduced
190
Closed
40

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.62M
2
TGT icon
Target
TGT
+$4.86M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.55M
5
ATI icon
ATI
ATI
+$3.04M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.27M
2
MDLZ icon
Mondelez International
MDLZ
+$1.31M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.3M
4
NFE icon
New Fortress Energy
NFE
+$1.14M
5
NVDA icon
NVIDIA
NVDA
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 11.03%
2 Consumer Staples 9.67%
3 Financials 4.02%
4 Healthcare 3.82%
5 Industrials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
326
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$3.21K ﹤0.01%
+100
New +$3.48K
PLM.RT
327
DELISTED
PolyMet Mining Corp Rights (expiring April 4, 2023)
PLM.RT
$52 ﹤0.01%
+19,262
New +$322
AIG icon
328
American International
AIG
$41.7B
– –
-6,852
Closed -$433K
APD icon
329
Air Products & Chemicals
APD
$65.7B
– –
-822
Closed -$253K
CBUS icon
330
Cibus
CBUS
$147M
– –
-1,049
Closed -$7.74K
CEG icon
331
Constellation Energy
CEG
$93.8B
– –
-2,335
Closed -$201K
CMI icon
332
Cummins
CMI
$87.5B
– –
-963
Closed -$233K
CNC icon
333
Centene
CNC
$30.7B
– –
-3,037
Closed -$249K
CSGP icon
334
CoStar Group
CSGP
$11.7B
– –
-4,561
Closed -$352K
DD icon
335
DuPont de Nemours
DD
$18.5B
– –
-2,548
Closed -$219K
DFAT icon
336
Dimensional US Targeted Value ETF
DFAT
$14.6B
– –
-5,694
Closed -$250K
DG icon
337
Dollar General
DG
$28B
– –
-1,562
Closed -$385K
DLR icon
338
Digital Realty Trust
DLR
$69.7B
– –
-2,100
Closed -$211K
DOW icon
339
Dow Inc
DOW
$21.9B
– –
-4,226
Closed -$213K
DTE icon
340
DTE Energy
DTE
$29.5B
– –
-1,965
Closed -$231K
DVN icon
341
Devon Energy
DVN
$52.1B
– –
-3,933
Closed -$242K
EPAM icon
342
EPAM Systems
EPAM
$5.51B
– –
-830
Closed -$272K
FMC icon
343
FMC
FMC
$1.34B
– –
-3,122
Closed -$390K
GPC icon
344
Genuine Parts
GPC
$17.1B
– –
-1,386
Closed -$240K
HPQ icon
345
HP
HPQ
$24.9B
– –
-9,147
Closed -$246K
IJJ icon
346
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
– –
-2,966
Closed -$299K
IJK icon
347
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
– –
-3,785
Closed -$259K
IQV icon
348
IQVIA
IQV
$38.7B
– –
-998
Closed -$204K
MBB icon
349
iShares MBS ETF
MBB
$38.9B
– –
-2,574
Closed -$245K
MET icon
350
MetLife
MET
$61.9B
– –
-5,039
Closed -$365K
11 12 13
14
15

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2023 Portfolio in Review

As of Q1 2023, NorthRock Partners held 367 positions worth $939M, up 6.9% from $879M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners's Q1 2023 filing shows 25 new, 90 increased, 190 reduced and 40 closed positions. Its largest new stake was Dominion Energy: 5,726 shares worth $320K. The largest sale was Vanguard S&P 500 ETF, an estimated $3.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.9% a quarter earlier, followed by Consumer Staples and Financials.

  • NorthRock Partners's largest Q1 2023 buy was Dominion Energy: 5,726 shares worth $320K.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2023, an estimated $5.62M increase.
  • NorthRock Partners's biggest Q1 2023 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.27M.
  • NorthRock Partners fully exited iShares Preferred and Income Securities ETF in Q1 2023, selling an estimated $1.3M.
  • NorthRock Partners's ten largest holdings make up 62% of its $939M portfolio in Q1 2023.
  • NorthRock Partners opened 25 new positions and closed 40 in Q1 2023.
  • NorthRock Partners's portfolio value rose 6.9% quarter-over-quarter to $939M.

Based on NorthRock Partners's 13F filing for Q1 2023, filed 4 May 2023.