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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
326
Pool Corp
POOL
$6.95B
– –
-750
Closed -$263K
SCHK icon
327
Schwab 1000 Index ETF
SCHK
$5.68B
– –
-70,390
Closed -$1.28M
SPGI icon
328
S&P Global
SPGI
$122B
– –
-655
Closed -$221K
SYY icon
329
Sysco
SYY
$40.6B
– –
-3,126
Closed -$265K
TLTD icon
330
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$672M
– –
-3,484
Closed -$201K
VB icon
331
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
– –
-1,262
Closed -$222K
VCIT icon
332
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-2,495
Closed -$200K
XLV icon
333
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
– –
-1,727
Closed -$222K
10 11 12 13
14

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WIA
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LBA
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B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.