NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.33B
AUM Growth
+$114M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
365
New
Increased
Reduced
Closed

Top Buys

1
+$5.54M
2
+$2.93M
3
+$2.1M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.03M
5
PEP icon
PepsiCo
PEP
+$1.37M

Top Sells

1
+$9.75M
2
+$7.75M
3
+$6.37M
4
AMP icon
Ameriprise Financial
AMP
+$4.22M
5
IBM icon
IBM
IBM
+$1.61M

Sector Composition

1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.72%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$67K 0.01%
+10,275
327
$65K ﹤0.01%
+5
328
$39K ﹤0.01%
+1,192
329
$34K ﹤0.01%
22,556
+3,515
330
$28K ﹤0.01%
+18,390
331
$25K ﹤0.01%
3,766
332
$21K ﹤0.01%
+200
333
$15K ﹤0.01%
719
+29
334
– –
-10,000
335
– –
-1,000
336
– –
-4,578
337
– –
-12,447
338
– –
-13,283
339
– –
0
340
– –
-20,651
341
– –
-18,312
342
– –
-12,464
343
– –
-11,870
344
– –
-400
345
– –
-10,000
346
– –
0
347
– –
0
348
– –
-687
349
– –
-5,509
350
– –
-2,058
11 12 13
14
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