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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
(+5%)
Cap. Flow
+$89.5M
Cap. Flow
% of AUM
9.34%
Top 10 Holdings %
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$22.4M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$7.2M |
| 3 |
Microsoft
MSFT
|
+$2.9M |
| 4 |
Apple
AAPL
|
+$2.75M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$2.29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sysco
SYY
|
+$1.37M |
| 2 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$638K |
| 3 |
iShares Russell 1000 Growth ETF
IWF
|
+$563K |
| 4 |
Vanguard Dividend Appreciation ETF
VIG
|
+$513K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$447K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.46% |
| 2 | Consumer Staples | 7.87% |
| 3 | Financials | 4.6% |
| 4 | Healthcare | 3.76% |
| 5 | Industrials | 3.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Exelon
EXC
$47B
| $227K | 0.02% |
6,006
+970
| +19% | +$39.5K |
|
302
Church & Dwight Co
CHD
$23.4B
| $227K | 0.02% |
2,475
-10
| -0.4% | -$958 |
|
303
Amphenol
APH
$197B
| $226K | 0.02% |
+5,384
| New | +$232K |
|
304
Keysight
KEYS
$54.8B
| $225K | 0.02% |
1,702
-285
| -14% | -$42.2K |
|
305
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$665M
| $225K | 0.02% |
3,594
+17
| +0.5% | +$1.1K |
|
306
Agilent Technologies
A
$39B
| $224K | 0.02% |
2,006
+331
| +20% | +$39.7K |
|
307
Diamondback Energy
FANG
$56.7B
| $224K | 0.02% |
+1,446
| New | +$213K |
|
308
State Street Health Care Select Sector SPDR ETF
XLV
$42B
| $224K | 0.02% |
1,739
-51
| -3% | -$6.77K |
|
|
ANSS
309
DELISTED
Ansys
ANSS
| $223K | 0.02% |
+748
| New | +$237K |
|
310
Autodesk
ADSK
$49.3B
| $222K | 0.02% |
+1,072
| New | +$225K |
|
311
Unum
UNM
$13.6B
| $220K | 0.02% |
4,482
+187
| +4% | +$9.14K |
|
312
Vanguard Morningstar Value ETF
VTV
$188B
| $220K | 0.02% |
+1,596
| New | +$229K |
|
313
Prudential Financial
PRU
$42.7B
| $220K | 0.02% |
+2,315
| New | +$219K |
|
314
American Electric Power
AEP
$70.2B
| $219K | 0.02% |
2,910
+54
| +2% | +$4.39K |
|
315
ResMed
RMD
$30.4B
| $218K | 0.02% |
1,474
+467
| +46% | +$84.4K |
|
316
Capital One
COF
$128B
| $217K | 0.02% |
+2,234
| New | +$239K |
|
317
Iron Mountain
IRM
$36.7B
| $216K | 0.02% |
+3,637
| New | +$222K |
|
318
CME Group
CME
$96.7B
| $216K | 0.02% |
+1,077
| New | +$214K |
|
319
Celanese
CE
$4.79B
| $215K | 0.02% |
1,713
-94
| -5% | -$11.6K |
|
320
Vanguard Total Bond Market
BND
$157B
| $215K | 0.02% |
+3,033
| New | +$217K |
|
321
Micron Technology
MU
$940B
| $214K | 0.02% |
+3,144
| New | +$211K |
|
|
ATVI
322
DELISTED
Activision Blizzard
ATVI
| $213K | 0.02% |
+2,277
| New | +$208K |
|
323
Ross Stores
ROST
$80.9B
| $213K | 0.02% |
1,886
-45
| -2% | -$5.16K |
|
324
Trane Technologies
TT
$101B
| $213K | 0.02% |
+1,049
| New | +$210K |
|
|
PXD
325
DELISTED
Pioneer Natural Resource Co.
PXD
| $212K | 0.02% |
+923
| New | +$210K |
|
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NorthRock Partners's Q3 2023 Portfolio in Review
As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.
- NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
- NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
- NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
- NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
- NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
- NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
- NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.
Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.