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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
(-11%)
Cap. Flow
-$215M
Cap. Flow
% of AUM
-25.01%
Top 10 Holdings %
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$4.64M |
| 2 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.67M |
| 3 |
Walmart Inc
WMT
|
+$720K |
| 4 |
iShares MSCI EAFE Value ETF
EFV
|
+$678K |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$660K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$121M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$34.9M |
| 3 |
Target
TGT
|
+$32.4M |
| 4 |
Apple
AAPL
|
+$2.63M |
| 5 |
iShares MBS ETF
MBB
|
+$2.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.06% |
| 2 | Consumer Staples | 9.59% |
| 3 | Healthcare | 4.12% |
| 4 | Financials | 4% |
| 5 | Consumer Discretionary | 2.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
CSX Corp
CSX
$93B
| $216K | 0.03% |
8,101
-211
| -3% | -$6.56K |
|
277
Nasdaq
NDAQ
$53.2B
| $215K | 0.03% |
+3,794
| New | +$223K |
|
278
Etsy
ETSY
$7.89B
| $213K | 0.02% |
+2,126
| New | +$217K |
|
279
Generac Holdings
GNRC
$11.3B
| $213K | 0.02% |
1,197
-173
| -13% | -$39.7K |
|
280
United Airlines
UAL
$40.1B
| $213K | 0.02% |
+6,544
| New | +$243K |
|
281
Ulta Beauty
ULTA
$22.2B
| $209K | 0.02% |
520
-89
| -15% | -$35.8K |
|
282
Waters Corp
WAT
$37.3B
| $207K | 0.02% |
767
-4
| -0.5% | -$1.28K |
|
283
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
| $205K | 0.02% |
+7,053
| New | +$228K |
|
284
Lennar Class A
LEN
$20.2B
| $204K | 0.02% |
+2,827
| New | +$220K |
|
285
CDW
CDW
$18.6B
| $203K | 0.02% |
1,301
-45
| -3% | -$7.71K |
|
286
MGE Energy Inc
MGEE
$3B
| $203K | 0.02% |
3,094
-2,997
| -49% | -$235K |
|
287
Travelers Companies
TRV
$78.4B
| $202K | 0.02% |
1,318
-382
| -22% | -$62.1K |
|
288
Unum
UNM
$13.7B
| $201K | 0.02% |
+5,190
| New | +$190K |
|
289
Gabelli Equity Trust
GAB
$1.76B
| $198K | 0.02% |
36,000
| – | – |
|
290
ProShares UltraPro QQQ
TQQQ
$31.4B
| $197K | 0.02% |
+20,366
| New | +$297K |
|
291
Lumen
LUMN
$6.76B
| $140K | 0.02% |
19,182
+5,716
| +42% | +$58.2K |
|
|
CNH
292
CNH Industrial
CNH
$12.8B
| $120K | 0.01% |
+10,775
| New | +$130K |
|
293
Warner Bros
WBD
$63.9B
| $119K | 0.01% |
10,344
+130
| +1% | +$1.77K |
|
294
Workhorse Group
WKHS
$34.5M
| $79K | 0.01% |
9
| – | – |
|
295
Wrap Technologies
WRAP
$98.1M
| $63K | 0.01% |
37,092
| – | – |
|
|
PLM
296
DELISTED
PolyMet Mining Corp.
PLM
| $55K | 0.01% |
19,009
-514
| -3% | -$1.53K |
|
297
Wheels Up
UP
$217M
| $30K | ﹤0.01% |
132
| – | – |
|
|
SRNE
298
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $30K | ﹤0.01% |
19,055
| – | – |
|
|
VYNT
299
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
| $11K | ﹤0.01% |
3,766
| – | – |
|
300
Cibus
CBUS
$147M
| $9K | ﹤0.01% |
1,070
| – | – |
|
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NorthRock Partners's Q3 2022 Portfolio in Review
As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.
Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.
- NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
- NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
- NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
- NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
- NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
- NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
- NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.
Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.