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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
276
Alibaba
BABA
$279B
$247K 0.02%
2,078
-3,007
-59% -$438K
ATRC icon
277
AtriCure
ATRC
$2.04B
$246K 0.02%
3,536
– –
CL icon
278
Colgate-Palmolive
CL
$73.3B
$246K 0.02%
+2,881
New +$225K
SPGI icon
279
S&P Global
SPGI
$122B
$246K 0.02%
+521
New +$238K
TLTD icon
280
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$672M
$246K 0.02%
+3,416
New +$248K
DOW icon
281
Dow Inc
DOW
$21.7B
$245K 0.02%
+4,319
New +$246K
BNY
282
Bank of New York Mellon
BNY
$106B
$244K 0.02%
+4,198
New +$241K
QQQJ icon
283
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$242K 0.02%
+7,212
New +$246K
COP icon
284
ConocoPhillips
COP
$145B
$238K 0.02%
+3,302
New +$241K
BBY icon
285
Best Buy
BBY
$18.5B
$237K 0.02%
+2,329
New +$265K
XLV icon
286
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$237K 0.02%
+1,682
New +$223K
A icon
287
Agilent Technologies
A
$39.2B
$235K 0.02%
+1,474
New +$230K
VFC icon
288
VF Corp
VFC
$5.87B
$235K 0.02%
3,212
+164
+5% +$12K
AVY icon
289
Avery Dennison
AVY
$13.4B
$234K 0.02%
+1,082
New +$231K
PINS icon
290
Pinterest
PINS
$13.7B
$234K 0.02%
6,440
-120
-2% -$5.33K
PNR icon
291
Pentair
PNR
$10.6B
$234K 0.02%
3,211
-40
-1% -$2.95K
CPB icon
292
Campbell Soup
CPB
$6.58B
$232K 0.02%
5,337
-24
-0.4% -$999
LAC
293
DELISTED
Lithium Americas Corp. Common Shares
LAC
$232K 0.02%
+7,974
New +$239K
CSX icon
294
CSX Corp
CSX
$93B
$231K 0.02%
+6,147
New +$217K
TRMB icon
295
Trimble
TRMB
$13.3B
$229K 0.02%
2,629
-885
-25% -$76K
IYM icon
296
iShares US Basic Materials ETF
IYM
$1.15B
$228K 0.02%
1,627
– –
XSOE icon
297
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.01B
$228K 0.02%
+6,192
New +$233K
SPEM icon
298
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$227K 0.02%
+3,907
New +$167K
EXC icon
299
Exelon
EXC
$46.6B
$226K 0.02%
+7,707
New +$290K
ANSS
300
DELISTED
Ansys
ANSS
$225K 0.02%
+560
New +$215K
10 11
12
13 14

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.