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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.66%
2 Consumer Staples 14.48%
3 Technology 5.99%
4 Financials 3.58%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
251
LyondellBasell Industries
LYB
$21B
– –
-9,124
Closed -$862K
MDB icon
252
MongoDB
MDB
$30.3B
– –
-1,413
Closed -$186K
MGA icon
253
Magna International
MGA
$17.1B
– –
-4,199
Closed -$299K
MRSH
254
Marsh
MRSH
$84.4B
– –
-2,729
Closed -$304K
MPT
255
Medical Properties Trust
MPT
$2.02B
– –
-1,990
Closed -$42K
NGG icon
256
National Grid
NGG
$76.4B
– –
-8,697
Closed -$482K
NOC icon
257
Northrop Grumman
NOC
$75.4B
– –
-657
Closed -$226K
NUW icon
258
Nuveen AMT-Free Municipal Value Fund
NUW
$238M
– –
-14,436
Closed -$234K
O icon
259
Realty Income
O
$54.1B
– –
-3,322
Closed -$237K
OKE icon
260
Oneok
OKE
$58.4B
– –
-3,462
Closed -$262K
OXY icon
261
Occidental Petroleum
OXY
$59.3B
– –
-8,493
Closed -$350K
PPL
262
PPL Corp
PPL
$25.1B
– –
-15,106
Closed -$542K
PSX icon
263
Phillips 66
PSX
$106B
– –
-1,813
Closed -$202K
RF icon
264
Regions Financial
RF
$24.3B
– –
-18,881
Closed -$324K
RMD icon
265
ResMed
RMD
$32.9B
– –
-1,555
Closed -$241K
ROST icon
266
Ross Stores
ROST
$71.8B
– –
-4,364
Closed -$508K
RTX icon
267
RTX Corp
RTX
$265B
– –
-17,009
Closed -$1.6M
RY icon
268
Royal Bank of Canada
RY
$280B
– –
-438
Closed -$45K
SEE
269
DELISTED
Sealed Air
SEE
– –
-2,260
Closed -$90K
SPYD icon
270
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
– –
-499,518
Closed -$19.7M
STZ icon
271
Constellation Brands
STZ
$21B
– –
-1,328
Closed -$252K
TDG icon
272
TransDigm Group
TDG
$59.7B
– –
-625
Closed -$350K
TROW icon
273
T. Rowe Price
TROW
$21.8B
– –
-386
Closed -$47K
TSM icon
274
TSMC
TSM
$2.17T
– –
-4,664
Closed -$271K
TTE icon
275
TotalEnergies
TTE
$201B
– –
-5,461
Closed -$302K
8 9 10
11
12

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 64% a quarter earlier, followed by Consumer Staples and Technology.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.