We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
251
LyondellBasell Industries
LYB
$20B
– –
-9,124
Closed -$862K
MDB icon
252
MongoDB
MDB
$27.1B
– –
-1,413
Closed -$186K
MGA icon
253
Magna International
MGA
$18.7B
– –
-4,199
Closed -$299K
MRSH
254
Marsh
MRSH
$90.5B
– –
-2,729
Closed -$304K
MPT
255
Medical Properties Trust
MPT
$2.77B
– –
-1,990
Closed -$42K
NGG icon
256
National Grid
NGG
$80.4B
– –
-8,697
Closed -$482K
NOC icon
257
Northrop Grumman
NOC
$77.1B
– –
-657
Closed -$226K
NUW icon
258
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-14,436
Closed -$234K
O icon
259
Realty Income
O
$59.6B
– –
-3,322
Closed -$237K
OKE icon
260
Oneok
OKE
$57.2B
– –
-3,462
Closed -$262K
OXY icon
261
Occidental Petroleum
OXY
$56.8B
– –
-8,493
Closed -$350K
PPL
262
PPL Corp
PPL
$26.5B
– –
-15,106
Closed -$542K
PSX icon
263
Phillips 66
PSX
$84.9B
– –
-1,813
Closed -$202K
RF icon
264
Regions Financial
RF
$26.4B
– –
-18,881
Closed -$324K
RMD icon
265
ResMed
RMD
$30.6B
– –
-1,555
Closed -$241K
ROST icon
266
Ross Stores
ROST
$80.5B
– –
-4,364
Closed -$508K
RTX icon
267
RTX Corp
RTX
$290B
– –
-17,009
Closed -$1.6M
RY icon
268
Royal Bank of Canada
RY
$291B
– –
-438
Closed -$45K
SEE
269
DELISTED
Sealed Air
SEE
– –
-2,260
Closed -$90K
SPYD icon
270
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
– –
-499,518
Closed -$19.7M
STZ icon
271
Constellation Brands
STZ
$22.2B
– –
-1,328
Closed -$252K
TDG icon
272
TransDigm Group
TDG
$70.2B
– –
-625
Closed -$350K
TROW icon
273
T. Rowe Price
TROW
$23.9B
– –
-386
Closed -$47K
TSM icon
274
TSMC
TSM
$2.1T
– –
-4,664
Closed -$271K
TTE icon
275
TotalEnergies
TTE
$195B
– –
-5,461
Closed -$302K
8 9 10
11
12

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.