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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.63% |
| 2 | Technology | 5.84% |
| 3 | Financials | 3.37% |
| 4 | Healthcare | 2.72% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Accenture
ACN
$106B
| $206K | 0.02% |
978
-311
| -24% | -$60.6K |
|
252
Verisk Analytics
VRSK
$27.9B
| $206K | 0.02% |
+1,379
| New | +$204K |
|
253
Phillips 66
PSX
$82.9B
| $202K | 0.02% |
1,813
-245
| -12% | -$27.5K |
|
254
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
| $202K | 0.02% |
+4,464
| New | +$192K |
|
255
Kite Realty
KRG
$5.86B
| $195K | 0.02% |
+9,985
| New | +$180K |
|
256
MongoDB
MDB
$25.8B
| $186K | 0.02% |
+1,413
| New | +$186K |
|
257
CenterPoint Energy
CNP
$28.3B
| $180K | 0.02% |
6,601
-11,341
| -63% | -$308K |
|
258
Ashland
ASH
$3.34B
| $161K | 0.02% |
+2,104
| New | +$160K |
|
259
Vanguard FTSE Europe ETF
VGK
$30.1B
| $159K | 0.02% |
+2,713
| New | +$152K |
|
260
Chubb
CB
$140B
| $158K | 0.02% |
+1,015
| New | +$155K |
|
261
ConocoPhillips
COP
$144B
| $148K | 0.02% |
+2,276
| New | +$134K |
|
262
Ford
F
$60.9B
| $148K | 0.02% |
15,914
+2,825
| +22% | +$25.4K |
|
263
Amcor
AMCR
$21.2B
| $142K | 0.02% |
+2,620
| New | +$131K |
|
264
Aterian
ATER
$4.07M
| $135K | 0.01% |
+1,910
| New | +$137K |
|
265
Research Frontiers
REFR
$13.6M
| $107K | 0.01% |
35,548
+87
| +0.2% | +$279 |
|
|
SEE
266
DELISTED
Sealed Air
SEE
| $90K | 0.01% |
+2,260
| New | +$89.5K |
|
267
International Paper
IP
$22.6B
| $58K | 0.01% |
+1,331
| New | +$55.8K |
|
268
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $56K | 0.01% |
+196
| New | +$54K |
|
269
T. Rowe Price
TROW
$25.5B
| $47K | 0.01% |
+386
| New | +$45.6K |
|
|
PLM
270
DELISTED
PolyMet Mining Corp.
PLM
| $46K | ﹤0.01% |
+18,071
| New | +$54.8K |
|
271
iShares MSCI Japan ETF
EWJ
$21.2B
| $45K | ﹤0.01% |
+760
| New | +$44.8K |
|
272
Royal Bank of Canada
RY
$287B
| $45K | ﹤0.01% |
+438
| New | +$35.3K |
|
|
MPT
273
Medical Properties Trust
MPT
$2.84B
| $42K | ﹤0.01% |
+1,990
| New | +$40.3K |
|
274
Best Buy
BBY
$19B
| $39K | ﹤0.01% |
+444
| New | +$34K |
|
275
CMS Energy
CMS
$23B
| $28K | ﹤0.01% |
+446
| New | +$27.8K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.