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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
-$166M
Cap. Flow %
-14.89%
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$7.27M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.65M
3
MBB icon
iShares MBS ETF
MBB
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$22.1M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
226
Ross Stores
ROST
$80.5B
$339K 0.03%
3,750
+1,486
+66% +$142K
DAL icon
227
Delta Air Lines
DAL
$57.5B
$337K 0.03%
8,526
-156
-2% -$6.08K
IYF icon
228
iShares US Financials ETF
IYF
$4.67B
$334K 0.03%
3,948
+550
+16% +$47.4K
LIN icon
229
Linde
LIN
$221B
$328K 0.03%
1,027
+41
+4% +$12.7K
ISRG icon
230
Intuitive Surgical
ISRG
$127B
$326K 0.03%
1,079
+113
+12% +$33K
CME icon
231
CME Group
CME
$96.3B
$323K 0.03%
1,357
+148
+12% +$34.8K
GNRC icon
232
Generac Holdings
GNRC
$11.6B
$322K 0.03%
+1,084
New +$325K
VBK icon
233
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$320K 0.03%
1,289
-9
-0.7% -$2.22K
FISV
234
Fiserv Inc
FISV
$28.8B
$318K 0.03%
3,139
-43
-1% -$4.35K
SPEM icon
235
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$318K 0.03%
5,317
+1,410
+36% +$56.8K
DOW icon
236
Dow Inc
DOW
$21.9B
$317K 0.03%
4,981
+662
+15% +$39.9K
ADP icon
237
Automatic Data Processing
ADP
$106B
$315K 0.03%
1,386
-497
-26% -$106K
CRWD icon
238
CrowdStrike
CRWD
$194B
$310K 0.03%
+5,460
New +$254K
AOM icon
239
iShares Core Moderate Allocation ETF
AOM
$1.75B
$309K 0.03%
7,196
-574
-7% -$25K
VHT icon
240
Vanguard Health Care ETF
VHT
$18.1B
$306K 0.03%
1,202
-121
-9% -$29.9K
FITB
241
Fifth Third Bancorp
FITB
$51.2B
$299K 0.03%
6,941
+359
+5% +$16.8K
PSA icon
242
Public Storage
PSA
$60.5B
$298K 0.03%
764
-142
-16% -$51.5K
BBY icon
243
Best Buy
BBY
$18.2B
$297K 0.03%
3,265
+936
+40% +$92.8K
EXC icon
244
Exelon
EXC
$47.2B
$297K 0.03%
6,243
-1,464
-19% -$62K
MET icon
245
MetLife
MET
$61.9B
$297K 0.03%
+4,232
New +$286K
ADI icon
246
Analog Devices
ADI
$179B
$293K 0.03%
+1,776
New +$288K
BSX icon
247
Boston Scientific
BSX
$69.5B
$293K 0.03%
6,614
+1,819
+38% +$78.8K
VLO icon
248
Valero Energy
VLO
$90.1B
$293K 0.03%
2,890
-77
-3% -$6.68K
LAC
249
DELISTED
Lithium Americas Corp. Common Shares
LAC
$293K 0.03%
7,585
-389
-5% -$11.1K
EOG icon
250
EOG Resources
EOG
$79.2B
$292K 0.03%
+2,447
New +$273K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2022 Portfolio in Review

As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.

  • NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
  • NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
  • NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
  • NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
  • NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
  • NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.

Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.