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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
(+6.8%)
Cap. Flow
+$18.7M
Cap. Flow
% of AUM
2.08%
Top 10 Holdings %
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mondelez International
MDLZ
|
+$14.1M |
| 2 |
WisdomTree Emerging Markets High Dividend Fund
DEM
|
+$8.99M |
| 3 |
Blue Owl Capital
OBDC
|
+$4.89M |
| 4 |
FS KKR Capital
FSK
|
+$4.62M |
| 5 |
iShares MBS ETF
MBB
|
+$4.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$9.69M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$4.6M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.17M |
| 4 |
iShares Russell 1000 Growth ETF
IWF
|
+$2.23M |
| 5 |
Apple
AAPL
|
+$1.93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.2% |
| 2 | Technology | 7.73% |
| 3 | Financials | 4.32% |
| 4 | Healthcare | 2.69% |
| 5 | Consumer Discretionary | 1.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Delta Air Lines
DAL
$57.5B
| – | – |
-7,522
| Closed | -$211K |
|
227
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
| – | – |
-15,388
| Closed | -$325K |
|
228
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
| – | – |
-8,114
| Closed | -$536K |
|
229
Gilead Sciences
GILD
$162B
| – | – |
-3,587
| Closed | -$276K |
|
230
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| – | – |
-3,572
| Closed | -$200K |
|
231
Moleculin Biotech
MBRX
$2.83M
| – | – |
-5
| Closed | -$10K |
|
232
MGE Energy Inc
MGEE
$3B
| – | – |
-3,100
| Closed | -$200K |
|
233
ResMed
RMD
$30.6B
| – | – |
-1,042
| Closed | -$200K |
|
234
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| – | – |
-4,503
| Closed | -$390K |
|
235
Texas Instruments
TXN
$252B
| – | – |
-1,670
| Closed | -$212K |
|
236
Wells Fargo
WFC
$261B
| – | – |
-8,047
| Closed | -$206K |
|
|
XYZ
237
Block Inc
XYZ
$48.4B
| – | – |
-2,964
| Closed | -$311K |
|
|
WLL
238
DELISTED
Whiting Petroleum Corporation
WLL
| – | – |
-236
| Closed | -$20K |
|
|
PLM
239
DELISTED
PolyMet Mining Corp.
PLM
| – | – |
-18,164
| Closed | -$74K |
|
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NorthRock Partners's Q3 2020 Portfolio in Review
As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.
NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.
By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.
- NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
- NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
- NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
- NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
- NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
- NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
- NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.
Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.