Special Opportunities Fund
SPE
34 hedge funds and large institutions have $43.8M invested in Special Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 5 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1.82% less ownership
Funds ownership: 34.38% → 32.55% (-1.8%)
3% less funds holding
Funds holding: 35 → 34 (-1)
17% less capital invested
Capital invested by funds: $53M → $43.8M (-$9.11M)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
33% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$998K |
| 2 |
TIM
Triad Investment Management
Newport Beach,
California
|
+$246K |
| 3 |
Morgan Stanley
New York
|
+$230K |
| 4 |
CAG
Csenge Advisory Group
Clearwater,
Florida
|
+$134K |
| 5 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$113K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$1.35M |
| 2 |
RVPG
Relative Value Partners Group
|
-$1.31M |
| 3 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$851K |
| 4 |
RCM
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
-$590K |
| 5 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
-$215K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CA
26
Crewe Advisors
Salt Lake City,
Utah
| $77K | – | – | – |
|
27
UBS Group
Zurich,
Switzerland
| $74K | -$51.7K | -4,261 | -38% |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $28K | -$1.33K | -110 | -4% |
|
|
WC
29
Winmill & Co
Rochester,
New York
| $22K | – | – | – |
|
|
LC
30
Lindbrook Capital
Calabasas,
California
| $14K | -$67.3K | -5,548 | -81% |
|
31
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $2K | – | – | – |
|
32
Bank of America
Charlotte,
North Carolina
| $1K | -$46.6K | -3,841 | -97% |
|
|
RCM
33
Robinson Capital Management
Grosse Pointe Farms,
Michigan
| – | -$590K | -48,507 | Closed |
|
|
SFS
34
Sowell Financial Services
North Little Rock,
Arkansas
| – | -$215K | -18,182 | Closed |
|
|
SIA
35
SkyView Investment Advisors
Shrewsbury,
New Jersey
| – | -$38K | -3,246 | Closed |
|
|
GWM
36
Geneos Wealth Management
Englewood,
Colorado
| – | -$33K | -2,842 | Closed |
|
|
AIP
37
Ahrens Investment Partners
Lafayette,
Louisiana
| – | -$6K | -523 | Closed |
|
38
Fidelity Investments
Boston,
Massachusetts
| – | +$12 | +1 | New |
|
SPE Hedge Fund Activity: Q3 2022 in Review
34 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2022, worth a combined $43.8M — down 17% from $53M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of SPE and 4 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 8 added.
The largest buyer was Shaker Financial Services, opening a new position worth an estimated $998K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $1.35M.
- 34 institutional investors held Special Opportunities Fund (SPE) as of Q3 2022, down from 35 in Q2 2022.
- Funds reported $43.8M of Special Opportunities Fund stock for Q3 2022, down 17% quarter-over-quarter.
- 4 funds opened new Special Opportunities Fund positions in Q3 2022 and 5 closed out, a net change of -1 holder.
- The largest Special Opportunities Fund buyer in Q3 2022 was Shaker Financial Services, an estimated $998K added.
- The largest Special Opportunities Fund seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $1.35M sold.
Based on aggregated 13F filings for Q3 2022.