SOR

Source Capital
SOR

Overview Fund Activity

47 hedge funds and large institutions have $39M invested in Source Capital in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-5
Holders Change %
-9.62%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
15
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$8.54M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$1.02M
3
Wells Fargo
Wells Fargo
California
$6M
4
RJA
Raymond James & Associates
Florida
$2.83M
5
Creative Planning
Creative Planning
Kansas
$203K

Top Sellers

1
KIM
Karpus Investment Management
New York
$0
2
Baird Financial Group
Baird Financial Group
Wisconsin
$0
3
1CP
1607 Capital Partners
Virginia
$139K
4
AA
AQR Arbitrage
Connecticut
$275K
5
GFM
Gramercy Funds Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SHA
26
Smith Hayes Advisers
Nebraska
$208K – – –
Creative Planning
27
Creative Planning
Kansas
$203K +$203K +3,000 New
KTC
28
Kistler-Tiffany Companies
Pennsylvania
$178K – – –
AA
29
Apriem Advisors
California
$169K +$169K +2,500 New
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$164K -$127K -1,881 -44%
Citigroup
31
Citigroup
New York
$147K +$68 +1 +0%
First Manhattan
32
First Manhattan
New York
$142K – – –
1CP
33
1607 Capital Partners
Virginia
$139K -$505K -7,465 -78%
MFS
34
MSI Financial Services
Massachusetts
$108K +$68 +1 +0.1%
CAL
35
Capital Advisors Ltd
Ohio
$100K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$82K +$5.08K +75 +7%
RAM
37
Riggs Asset Management
Pennsylvania
$54K – – –
CFSG
38
Community Financial Services Group
Vermont
$20K – – –
US Bancorp
39
US Bancorp
Minnesota
$18K – – –
Bessemer Group
40
Bessemer Group
New Jersey
$14K – – –
DSC
41
Duncker Streett & Co
Missouri
$10K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$9K – – –
HR
43
Howe & Rusling
New York
$7K – – –
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
$5K -$69.9K -936 -93%
SF
45
Synovus Financial
Georgia
$3K – – –
AIG
46
American International Group
New York
$3K – – –
JFGIW
47
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$3K – – –
KIM
48
Karpus Investment Management
New York
– -$853K -11,730 Closed
Baird Financial Group
49
Baird Financial Group
Wisconsin
– -$710K -9,757 Closed
GFM
50
Gramercy Funds Management
Connecticut
– -$429K -5,896 Closed
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