SOR

Source Capital
SOR

Overview Fund Activity

48 hedge funds and large institutions have $27.6M invested in Source Capital in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$856K
2
WAM
2
Wolverine Asset Management
Illinois
$475K
3
Morgan Stanley
3
Morgan Stanley
New York
$2.34M
4
BJL
4
Brighton Jones LLC
Washington
$212K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$297K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$300K
2
NL
2
NWAM LLC
Washington
$0
3
Nomura Holdings
3
Nomura Holdings
Japan
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$280K
5
CAN
5
Cetera Advisor Networks
California
$1.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$280K -$131K -2,107 -32%
SHA
27
Smith Hayes Advisers
Nebraska
$271K -$27.9K -450 -9%
TC
28
Telemus Capital
Michigan
$217K +$217K +3,500 New
BJL
29
Brighton Jones LLC
Washington
$212K +$212K +3,408 New
CBB
30
Citizens Business Bank
California
$203K – – –
GT
31
Glenmede Trust
Pennsylvania
$184K – – –
KTC
32
Kistler-Tiffany Companies
Pennsylvania
$164K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$123K +$123K +1,983 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$102K – – –
MA
35
MUFG Americas
New York
$93K – – –
First Manhattan
36
First Manhattan
New York
$65K +$15.4K +250 +31%
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$64K -$54K -872 -46%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$49K +$5.02K +80 +11%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$29K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$24K +$11.8K +191 +97%
CFSG
41
Community Financial Services Group
Vermont
$19K – – –
US Bancorp
42
US Bancorp
Minnesota
$17K – – –
Bessemer Group
43
Bessemer Group
New Jersey
$12K – – –
HR
44
Howe & Rusling
New York
$7K – – –
JFGIW
45
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K – – –
1IC
46
1919 Investment Counsel
Maryland
$1K – – –
SSB
47
Sandy Spring Bank
Maryland
$1K +$125 +2 +14%
Jones Financial Companies
48
Jones Financial Companies
Missouri
$1K +$1K +20 New
NL
49
NWAM LLC
Washington
– -$270K -4,377 Closed
Nomura Holdings
50
Nomura Holdings
Japan
– -$224K -3,650 Closed
1
2
3