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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

136 hedge funds and large institutions have $376M invested in Schwab U.S Small- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 4 closing their positions.

Holders
136
Holders Change
+31
Holders Change %
+29.52%
% of All Funds
3.95%
Holding in Top 10
14
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+55.56%
% of All Funds
0.41%
New
35
Increased
49
Reduced
35
Closed
4
Calls
$693K
Puts
$1.68M
Net Calls
-$982K
Net Calls Change
-$327K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$9.49M
2
BIT
2
BlackRock Institutional Trust
California
$3.52M
3
Charles Schwab
3
Charles Schwab
California
$10.7M
4
WCWM
4
Wooster Corthell Wealth Management
Connecticut
$19.3M
5
HIC
5
Hartline Investment Corp
Illinois
$2.92M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.18M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.73M
3
PMG
3
ProVise Management Group
Florida
$6.53M
4
FAAS
4
First Allied Advisory Services
California
$875K
5
PFG
5
Piershale Financial Group
Illinois
$3.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
TIA
76
Tiemann Investment Advisors
California
$420K +$420K +32,020 New
EMA
77
Efficient Market Advisors
California
$415K -$52.7K -4,016 -11%
SFSG
78
Stearns Financial Services Group
North Carolina
$414K +$73.1K +5,568 +21%
BL
79
BCWM LLC
Kansas
$407K -$45.8K -3,488 -10%
ICOA
80
Investment Centers of America
North Dakota
$402K -$398K -32,924 -50%
VCP
81
Vista Capital Partners
Oregon
$396K -$15.1K -1,148 -4%
OIM
82
Orca Investment Management
Oregon
$391K +$391K +29,760 New
BFPW
83
BOK Financial Private Wealth
Colorado
$324K +$20.3K +1,548 +7%
LS
84
Lattice Strategies
Pennsylvania
$299K – – –
BHTS
85
Bar Harbor Trust Services
Maine
$298K -$81.2K -6,192 -21%
JFG
86
JMG Financial Group
Illinois
$294K +$73.3K +5,584 +33%
MCC
87
Mid Continent Capital
Illinois
$289K – – –
Bank of New York Mellon
88
Bank of New York Mellon
New York
$281K +$281K +21,444 New
SFG
89
Sage Financial Group
Pennsylvania
$272K +$272K +20,716 New
HFS
90
HL Financial Services
Kentucky
$259K – – –
SG
91
Somerset Group
Minnesota
$256K +$256K +19,520 New
WA
92
WBH Advisory
Maryland
$247K +$3.99K +304 +2%
RPGK
93
Retirement Planning Group (Kansas)
Kansas
$243K -$322K -24,488 -57%
GHA
94
GW Henssler & Associates
Georgia
$238K +$238K +18,120 New
CWM
95
Cabot Wealth Management
Massachusetts
$232K +$232K +17,704 New
KCPG
96
Kavar Capital Partners Group
Kansas
$223K +$223K +17,024 New
BCMO
97
Buckingham Capital Management (Ohio)
Ohio
$219K -$8.92K -680 -4%
HR
98
Howe & Rusling
New York
$204K +$46.9K +3,580 +30%
BAM
99
Barrett Asset Management
New York
$197K – – –
CFS
100
Community Financial System
New York
$191K +$181K +13,828 +1,859%
2 3
4
5 6