Lattice Strategies’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Lattice Strategies’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,560	Closed	-$281K	–	89
2015 Q2	$281K	Sell	19,560 -6,200	-24%	-$89.9K	0.16%	79
2015 Q1	$371K	Sell	25,760 -10,500	-29%	-$147K	0.21%	75
2014 Q4	$500K	Buy	36,260 +17,820	+97%	+$237K	0.28%	69
2014 Q3	$237K	Buy	+18,440	New	+$246K	0.13%	93
2014 Q2	–	Sell	-19,120	Closed	-$256K	–	104
2014 Q1	$256K	Sell	19,120 -3,660	-16%	-$48.4K	0.13%	95
2013 Q4	$299K	Hold	22,780	–	–	0.16%	92
2013 Q3	$275K	Hold	22,780	–	–	0.15%	92
2013 Q2	$251K	Buy	+22,780	New	+$247K	0.15%	93

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

FMP

Financial Management Professionals Austin, Texas $1.05B AUM 21.07% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

WCWM

Wooster Corthell Wealth Management Glastonbury, Connecticut $540M AUM 11.84% 1-Year Est. Return

PFG

Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return

SHJ

Sharkey, Howes & Javer Denver, Colorado $829M AUM 20.38% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Lattice Strategies's SCHA Position: Q3 2015 in Review

Lattice Strategies sold out of Schwab U.S Small- Cap ETF (SCHA) in Q3 2015, closing a stake of 19,560 shares — an estimated $281K sold.

Lattice Strategies first reported a position in SCHA in Q2 2013 and held it in 8 quarters. The position peaked at $500K in Q4 2014. 217 funds tracked by Wall St. Rank hold SCHA as of Q3 2015.

Lattice Strategies reported no remaining Schwab U.S Small- Cap ETF position as of Q3 2015 after selling out during the quarter.
Lattice Strategies sold 19,560 Schwab U.S Small- Cap ETF shares in Q3 2015, an estimated $281K.
Lattice Strategies first reported a position in Schwab U.S Small- Cap ETF in Q2 2013 and held it in 8 quarters.
Lattice Strategies's Schwab U.S Small- Cap ETF position peaked at $500K in Q4 2014.
217 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2015.

Based on Lattice Strategies's 13F filing for Q3 2015, filed 6 Nov 2015.