Mid Continent Capital’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Mid Continent Capital’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,600	Closed	-$227K	–	319
2014 Q2	$227K	Sell	16,600 -5,000	-23%	-$65.9K	0.01%	297
2014 Q1	$289K	Sell	21,600 -400	-2%	-$5.29K	0.02%	269
2013 Q4	$289K	Hold	22,000	–	–	0.02%	276
2013 Q3	$265K	Buy	+22,000	New	+$258K	0.02%	271

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

WCWM

Wooster Corthell Wealth Management Glastonbury, Connecticut $540M AUM 11.84% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

SMG

Spectrum Management Group Indianapolis, Indiana $460M AUM 10.37% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Meridian Management Little Rock, Arkansas $402M AUM 17.05% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Evensky & Katz Coral Gables, Florida $1.76B AUM 18.21% 1-Year Est. Return

Mid Continent Capital's SCHA Position: Q3 2014 in Review

Mid Continent Capital sold out of Schwab U.S Small- Cap ETF (SCHA) in Q3 2014, closing a stake of 16,600 shares — an estimated $227K sold.

Mid Continent Capital first reported a position in SCHA in Q3 2013 and held it in 4 quarters. The position peaked at $289K in Q1 2014. 157 funds tracked by Wall St. Rank hold SCHA as of Q3 2014.

Mid Continent Capital reported no remaining Schwab U.S Small- Cap ETF position as of Q3 2014 after selling out during the quarter.
Mid Continent Capital sold 16,600 Schwab U.S Small- Cap ETF shares in Q3 2014, an estimated $227K.
Mid Continent Capital first reported a position in Schwab U.S Small- Cap ETF in Q3 2013 and held it in 4 quarters.
Mid Continent Capital's Schwab U.S Small- Cap ETF position peaked at $289K in Q1 2014.
157 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2014.

Based on Mid Continent Capital's 13F filing for Q3 2014, filed 28 Oct 2014.