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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

105 hedge funds and large institutions have $246M invested in Schwab U.S Small- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
3.41%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.29%
New
16
Increased
56
Reduced
19
Closed
7
Calls
$796K
Puts
$1.45M
Net Calls
-$655K
Net Calls Change
-$1.19M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$6.17M
2
PMG
2
ProVise Management Group
Florida
$7.32M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.17M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.36M
5
Charles Schwab
5
Charles Schwab
California
$7.75M

Top Sellers

1
HSA
1
HBK Sorce Advisory
Pennsylvania
$30M
2
Rafferty Asset Management
2
Rafferty Asset Management
New York
$0
3
PA
3
Planning Alternatives
Michigan
$1.07M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.99M
5
SWA
5
SFMG Wealth Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CIC
51
Carnegie Investment Counsel
Ohio
$541K +$116K +9,648 +27%
Northern Trust
52
Northern Trust
Illinois
$521K +$521K +43,200 New
RPGK
53
Retirement Planning Group (Kansas)
Kansas
$518K +$60.5K +5,024 +13%
BBPWM
54
Blue Bell Private Wealth Management
Pennsylvania
$498K +$130K +10,748 +35%
U
55
UBS
Switzerland
$496K +$361K +30,004 +269%
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$472K +$27.1K +2,244 +6%
Ameriprise
57
Ameriprise
Minnesota
$449K +$102K +8,464 +29%
BCI
58
Brinker Capital Investments
Pennsylvania
$429K +$32.5K +2,700 +8%
EMA
59
Efficient Market Advisors
California
$429K +$100K +8,336 +31%
AA
60
Alesco Advisors
New York
$427K +$48.1K +3,992 +13%
DWM
61
Destination Wealth Management
California
$419K -$23.7K -1,972 -5%
BL
62
BCWM LLC
Kansas
$416K -$22.4K -1,856 -5%
VCP
63
Vista Capital Partners
Oregon
$377K -$29.8K -2,472 -7%
BHTS
64
Bar Harbor Trust Services
Maine
$349K +$69.3K +5,744 +25%
PAM
65
Premier Asset Management
Illinois
$341K +$341K +28,320 New
SFSG
66
Stearns Financial Services Group
North Carolina
$313K +$73K +6,056 +30%
BFPW
67
BOK Financial Private Wealth
Colorado
$278K +$18.4K +1,528 +7%
LS
68
Lattice Strategies
Pennsylvania
$275K – – –
MCC
69
Mid Continent Capital
Illinois
$265K +$265K +22,000 New
VFS
70
VSR Financial Services
Kansas
$249K +$22K +1,824 +10%
HFS
71
HL Financial Services
Kentucky
$238K – – –
Morgan Stanley
72
Morgan Stanley
New York
$231K -$106K -8,788 -31%
WA
73
WBH Advisory
Maryland
$223K +$223K +18,512 New
BCMO
74
Buckingham Capital Management (Ohio)
Ohio
$210K -$10.6K -880 -5%
JFG
75
JMG Financial Group
Illinois
$203K +$203K +16,820 New
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