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Nuveen NASDAQ 100 Dynamic Overwrite Fund

61 hedge funds and large institutions have $122M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

17.93% more ownership

Funds ownership: 0%17.93% (+18%)

11% more funds holding

Funds holding: 5561 (+6)

6% more capital invested

Capital invested by funds: $115M → $122M (+$6.95M)

Holders
61
Holders Change
+6
Holders Change %
+10.91%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$569K +$10.3K +552 +2%
GW
27
GW & Wade
Massachusetts
$532K -$75.2K -4,040 -12%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$485K +$459K +24,645 +1,686%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$415K +$390K +20,946 +1,495%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$414K +$4.67K +251 +1%
GEM
31
Global Endowment Management
North Carolina
$371K
PAG
32
Private Advisor Group
New Jersey
$370K +$356K +19,136 New
SI
33
Stephens Inc
Arkansas
$331K +$332K +17,821 New
AIA
34
Allegis Investment Advisors
Idaho
$318K +$95.6K +5,135 +43%
MFS
35
MSI Financial Services
Massachusetts
$282K -$84.6K -4,547 -23%
FAM
36
Formidable Asset Management
Ohio
$240K +$240K +12,922 New
NPC
37
National Planning Corporation
California
$215K +$372 +20 +0.2%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$201K -$64.9K -3,489 -24%
ANBT
39
American National Bank & Trust
Texas
$186K
AWMS
40
Advocacy Wealth Management Services
Georgia
$138K -$8.84K -475 -6%
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$136K +$132K +7,077 New
AG
42
Advisor Group
Arizona
$126K +$22.1K +1,185 +21%
IA
43
IFP Advisors
Florida
$96K +$14.9K +800 +18%
PCP
44
Proficio Capital Partners
Massachusetts
$84K +$83.7K +4,500 New
Creative Planning
45
Creative Planning
Kansas
$72K
SPIA
46
Steward Partners Investment Advisory
New York
$72K +$72.5K +3,895 New
AF
47
Allworth Financial
California
$67K
Citigroup
48
Citigroup
New York
$66K -$7.07K -380 -10%
IWM
49
IHT Wealth Management
Illinois
$60K +$60.1K +3,232 New
GWM
50
Geneos Wealth Management
Colorado
$58K -$32.7K -1,755 -36%

QQQX Hedge Fund Activity: Q4 2016 in Review

61 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2016, worth a combined $122M — up 6.1% from $115M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 5 closed out — a net gain of 8 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was 1832 Asset Management, adding an estimated $3.08M. The largest seller was Raymond James & Associates, cutting an estimated $1.34M.

  • 61 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2016, up from 55 in Q3 2016.
  • Funds reported $122M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2016, up 6.1% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2016 and 5 closed out, a net change of +8 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2016 was 1832 Asset Management, an estimated $3.08M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2016 was Raymond James & Associates, an estimated $1.34M sold.

Based on aggregated 13F filings for Q4 2016.