We are live on ! Find out more
QQQX icon

Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

52 hedge funds and large institutions have $115M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 15 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

933% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 3

400% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 3

138% more capital invested

Capital invested by funds: $48M → $115M (+$66.5M)

108% more funds holding

Funds holding: 25 → 52 (+27)

Holders
52
Holders Change
+27
Holders Change %
+108%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
31
Increased
15
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$13.1M
2
GC
Guggenheim Capital
Illinois
+$10.4M
3
PPA
Parametric Portfolio Associates
Washington
+$9.98M
4
Morgan Stanley
Morgan Stanley
New York
+$7.87M
5
SIA
Sit Investment Associates
Minnesota
+$3.68M

Top Sellers

Rank Fund Capital Flow
1
FSA
Financial Sense Advisors
California
-$703K
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$560K
3
GW
GW & Wade
Massachusetts
-$232K
4
WA
WFG Advisors
Texas
-$149K
5
Ameriprise
Ameriprise
Minnesota
-$38K
Name Holding Trade Value Shares
Change 		Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$274K +$254K +12,735 +824%
AIG
27
American International Group
New York
$270K +$156K +7,813 +126%
CA
28
Cetera Advisors
Colorado
$250K +$258K +12,929 New
SWP
29
Stratos Wealth Partners
Ohio
$204K +$212K +10,619 New
NPC
30
National Planning Corporation
California
$175K +$184K +9,244 New
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$155K +$161K +8,070 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$151K – – –
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$148K +$154K +7,714 New
FAM
34
Formidable Asset Management
Ohio
$75K – – –
BFEC
35
Benjamin F. Edwards & Company
Missouri
$66K +$68.5K +3,434 New
Citigroup
36
Citigroup
New York
$59K +$61.1K +3,061 New
WA
37
WFG Advisors
Texas
$43K -$149K -7,465 -77%
Creative Planning
38
Creative Planning
Kansas
$34K +$35K +1,755 New
JIR
39
James Investment Research
Ohio
$28K +$28.5K +1,431 New
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$28K +$28.8K +1,445 New
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$24K +$439 +22 +2%
OIA
42
Optimum Investment Advisors
Illinois
$19K – – –
CPIG
43
Chicago Partners Investment Group
Illinois
$19K +$19.9K +1,000 New
RMAM
44
Raab & Moskowitz Asset Management
New Jersey
$18K +$18.4K +922 New
HNB
45
Huntington National Bank
Ohio
$14K +$14K +702 New
TRCT
46
Tower Research Capital (TRC)
New York
$14K +$15K +751 New
NFG
47
Next Financial Group
Texas
$12K +$12.7K +638 New
FCCM
48
First City Capital Management
Georgia
$10.3K +$10.6K +533 New
HDIM
49
Hanson & Doremus Investment Management
Vermont
$9K +$9.28K +465 New
BCM
50
Blume Capital Management
California
$8K +$8.38K +420 New
1
2
3

QQQX Hedge Fund Activity: Q4 2014 in Review

52 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2014, worth a combined $115M — up 138% from $48M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new QQQX positions and 3 closed out — a net gain of 28 holders — while 15 added to existing stakes and 3 trimmed.

The largest buyer was Invesco, adding an estimated $13.1M. The largest seller was Financial Sense Advisors, exiting entirely with an estimated $703K sold.

  • 52 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2014, up from 25 in Q3 2014.
  • Funds reported $115M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2014, up 138% quarter-over-quarter.
  • 31 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2014 and 3 closed out, a net change of +28 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2014 was Invesco, an estimated $13.1M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2014 was Financial Sense Advisors, an estimated $703K sold.

Based on aggregated 13F filings for Q4 2014.