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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

71 hedge funds and large institutions have $295M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 4 closing their positions.

Holders
71
Holders Change
+6
Holders Change %
+9.23%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
27
Reduced
24
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$95.7M
2
Cerity Partners
2
Cerity Partners
New York
$10.4M
3
P
3
Pitcairn
Pennsylvania
$7.94M
4
Jane Street
4
Jane Street
New York
$4.84M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.67M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$2.42M
2
NA
2
Nottingham Advisors
New York
$2.34M
3
Wells Fargo
3
Wells Fargo
California
$15.6M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.41M
5
FIM
5
Freedom Investment Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Creative Planning
51
Creative Planning
Kansas
$350K 20,446 – –
XF
52
XML Financial
Maryland
$320K 18,719 -2,150 -10%
KAS
53
Kestra Advisory Services
Texas
$284K 16,588 -1,297 -7%
EH
54
Equitable Holdings
New York
$259K 15,142 -6,363 -30%
DC
55
Davenport & Co
Virginia
$252K 14,749 -4,262 -22%
WC
56
Whitney & Co
New York
$250K 14,600 – –
Principal Financial Group
57
Principal Financial Group
Iowa
$235K 13,730 +1,537 +13%
First Manhattan
58
First Manhattan
New York
$205K 12,000 – –
FCFC
59
First Citizens Financial Corp
Iowa
$202K 11,788 +11,788 New
RJT
60
Raymond James Trust
Florida
$198K 11,580 +11,580 New
Carson Wealth (CWM LLC)
61
Carson Wealth (CWM LLC)
Nebraska
$162K 9,489 +28 +0.3%
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$113K 6,623 +503 +8%
PTC
63
Private Trust Company
Ohio
$56K 3,296 – –
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$55K 3,216 – –
IWP
65
IAG Wealth Partners
Wisconsin
$21.2K 1,239 – –
M
66
MOTCO
Texas
$19.4K 1,132 -1,360 -55%
BAM
67
Belpointe Asset Management
Nevada
$13.2K 773 +773 New
PAG
68
Private Advisor Group
New Jersey
$1.31K 76,531 -1,210 -2%
IA
69
IFP Advisors
Florida
$1K 15 – –
FGAM
70
Financial Gravity Asset Management
Texas
$356 17 -17 -50%
MCC
71
Money Concepts Capital
Florida
$222 13 +13 New
FIM
72
Freedom Investment Management
Connecticut
– – -52,961 Closed
GWM
73
Greenwich Wealth Management
Connecticut
– – -10,155 Closed
GRP
74
Global Retirement Partners
California
– – -893 Closed
FHA
75
First Horizon Advisors
Tennessee
– – -63 Closed
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