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Principal Spectrum Preferred Securities Active ETF

71 hedge funds and large institutions have $295M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

44% more capital invested

Capital invested by funds: $205M → $295M (+$89.9M)

13% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 24

9% more funds holding

Funds holding: 6571 (+6)

4.62% more ownership

Funds ownership: 61.49%66.1% (+4.6%)

Holders
71
Holders Change
+6
Holders Change %
+9.23%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
27
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$350K
XF
52
XML Financial
Maryland
$320K -$36.4K -2,150 -10%
KAS
53
Kestra Advisory Services
Texas
$284K -$21.9K -1,297 -7%
EH
54
Equitable Holdings
New York
$259K -$108K -6,363 -30%
DC
55
Davenport & Co
Virginia
$252K -$72.1K -4,262 -22%
WC
56
Whitney & Co
New York
$250K
Principal Financial Group
57
Principal Financial Group
Iowa
$235K +$26K +1,537 +13%
First Manhattan
58
First Manhattan
New York
$205K
FCFC
59
First Citizens Financial Corp
Iowa
$202K +$199K +11,788 New
RJT
60
Raymond James Trust
Florida
$198K +$196K +11,580 New
Carson Wealth (CWM LLC)
61
Carson Wealth (CWM LLC)
Nebraska
$162K +$474 +28 +0.3%
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$113K +$8.51K +503 +8%
PTC
63
Private Trust Company
Ohio
$56K
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$55K
IWP
65
IAG Wealth Partners
Wisconsin
$21.2K
M
66
MOTCO
Texas
$19.4K -$23K -1,360 -55%
BAM
67
Belpointe Asset Management
Nevada
$13.2K +$13.1K +773 New
PAG
68
Private Advisor Group
New Jersey
$1.31K -$20.5K -1,210 -2%
IA
69
IFP Advisors
Florida
$1K
FGAM
70
Financial Gravity Asset Management
Texas
$356 -$288 -17 -50%
MCC
71
Money Concepts Capital
Florida
$222 +$220 +13 New
FIM
72
Freedom Investment Management
Connecticut
-$889K -52,961 Closed
GWM
73
Greenwich Wealth Management
Connecticut
-$170K -10,155 Closed
GRP
74
Global Retirement Partners
California
-$15K -893 Closed
FHA
75
First Horizon Advisors
Tennessee
-$1K -63 Closed

PREF Hedge Fund Activity: Q4 2022 in Review

71 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q4 2022, worth a combined $295M — up 44% from $205M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PREF positions and 4 closed out — a net gain of 9 holders — while 27 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $55.4M. The largest seller was Osaic Holdings, cutting an estimated $2.91M.

  • 71 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q4 2022, up from 65 in Q3 2022.
  • Funds reported $295M of Principal Spectrum Preferred Securities Active ETF stock for Q4 2022, up 44% quarter-over-quarter.
  • 13 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q4 2022 and 4 closed out, a net change of +9 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q4 2022 was Bank of America, an estimated $55.4M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q4 2022 was Osaic Holdings, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2022.