Freedom Investment Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Freedom Investment Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-52,961	Closed	-$889K	–	772
2022 Q3	$889K	Sell	52,961 -2,480	-4%	-$43.8K	0.1%	265
2022 Q2	$957K	Sell	55,441 -7,300	-12%	-$132K	0.1%	266
2022 Q1	$1.19M	Sell	62,741 -47,444	-43%	-$921K	0.11%	247
2021 Q4	$2.23M	Sell	110,185 -4,635	-4%	-$94.5K	0.16%	158
2021 Q3	$2.38M	Buy	114,820 +3,091	+3%	+$64.2K	0.18%	142
2021 Q2	$2.32M	Sell	111,729 -2,748	-2%	-$56.5K	0.17%	144
2021 Q1	$2.33M	Buy	+114,477	New	+$2.35M	0.18%	133

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Pitcairn Conshohocken, Pennsylvania $1.27B AUM 23.64% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Goldstein Advisors Madison, Wisconsin $900M AUM 17.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Freedom Investment Management's PREF Position: Q4 2022 in Review

Freedom Investment Management sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2022, closing a stake of 52,961 shares — an estimated $889K sold.

Freedom Investment Management first reported a position in PREF in Q1 2021 and held it in 7 quarters. The position peaked at $2.38M in Q3 2021. 71 funds tracked by Wall St. Rank hold PREF as of Q4 2022.

Freedom Investment Management reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2022 after selling out during the quarter.
Freedom Investment Management sold 52,961 Principal Spectrum Preferred Securities Active ETF shares in Q4 2022, an estimated $889K.
Freedom Investment Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2021 and held it in 7 quarters.
Freedom Investment Management's Principal Spectrum Preferred Securities Active ETF position peaked at $2.38M in Q3 2021.
71 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2022.

Based on Freedom Investment Management's 13F filing for Q4 2022, filed 14 Feb 2023.