Equitable Holdings’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Equitable Holdings’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-15,142	Closed	-$259K	–	998
2022 Q4	$259K	Sell	15,142 -6,363	-30%	-$108K	﹤0.01%	776
2022 Q3	$361K	Buy	21,505 +5	+0%	+$88	0.01%	641
2022 Q2	$371K	Sell	21,500 -845	-4%	-$15.2K	0.01%	629
2022 Q1	$424K	Buy	22,345 +4	+0%	+$78	0.01%	617
2021 Q4	$453K	Buy	22,341 +21	+0.1%	+$428	0.01%	588
2021 Q3	$463K	Hold	22,320	–	–	0.01%	561
2021 Q2	$463K	Buy	+22,320	New	+$459K	0.01%	554

Other funds holding PREF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Equitable Holdings's PREF Position: Q1 2023 in Review

Equitable Holdings sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2023, closing a stake of 15,142 shares — an estimated $259K sold.

Equitable Holdings first reported a position in PREF in Q2 2021 and held it in 7 quarters. The position peaked at $463K in Q3 2021. 66 funds tracked by Wall St. Rank hold PREF as of Q1 2023.

Equitable Holdings reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2023 after selling out during the quarter.
Equitable Holdings sold 15,142 Principal Spectrum Preferred Securities Active ETF shares in Q1 2023, an estimated $259K.
Equitable Holdings first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2021 and held it in 7 quarters.
Equitable Holdings's Principal Spectrum Preferred Securities Active ETF position peaked at $463K in Q3 2021.
66 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2023.

Based on Equitable Holdings's 13F filing for Q1 2023, filed 15 May 2023.