First Manhattan’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

First Manhattan’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-6,000	Closed	-$102K	–	1525
2023 Q1	$102K	Sell	6,000 -6,000	-50%	-$105K	﹤0.01%	810
2022 Q4	$205K	Hold	12,000	–	–	﹤0.01%	697
2022 Q3	$201K	Hold	12,000	–	–	﹤0.01%	690
2022 Q2	$207K	Hold	12,000	–	–	﹤0.01%	709
2022 Q1	$227K	Hold	12,000	–	–	﹤0.01%	739
2021 Q4	$243K	Hold	12,000	–	–	﹤0.01%	704
2021 Q3	$248K	Hold	12,000	–	–	﹤0.01%	693
2021 Q2	$248K	Buy	+12,000	New	+$247K	﹤0.01%	698

Other funds holding PREF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

First Manhattan's PREF Position: Q2 2023 in Review

First Manhattan sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2023, closing a stake of 6,000 shares — an estimated $102K sold.

First Manhattan first reported a position in PREF in Q2 2021 and held it in 8 quarters. The position peaked at $248K in Q3 2021. 64 funds tracked by Wall St. Rank hold PREF as of Q2 2023.

First Manhattan reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2023 after selling out during the quarter.
First Manhattan sold 6,000 Principal Spectrum Preferred Securities Active ETF shares in Q2 2023, an estimated $102K.
First Manhattan first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2021 and held it in 8 quarters.
First Manhattan's Principal Spectrum Preferred Securities Active ETF position peaked at $248K in Q3 2021.
64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2023.

Based on First Manhattan's 13F filing for Q2 2023, filed 14 Aug 2023.