XF
PREF icon

XML Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

XML Financial’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$370K Buy
19,406
+257
+1% +$4.88K 0.03% 334
2026
Q1 		$360K Sell
19,149
-129
-0.7% -$2.46K 0.03% 309
2025
Q4 		$368K Buy
19,278
+331
+2% +$6.32K 0.03% 308
2025
Q3 		$363K Buy
18,947
+229
+1% +$4.35K 0.03% 287
2025
Q2 		$355K Buy
18,718
+202
+1% +$3.76K 0.03% 287
2025
Q1 		$346K Sell
18,516
-760
-4% -$14.2K 0.03% 271
2024
Q4 		$359K Sell
19,276
-1,071
-5% -$20K 0.03% 270
2024
Q3 		$383K Buy
20,347
+237
+1% +$4.37K 0.04% 263
2024
Q2 		$366K Buy
20,110
+237
+1% +$4.29K 0.04% 253
2024
Q1 		$361K Buy
19,873
+234
+1% +$4.17K 0.04% 257
2023
Q4 		$344K Buy
19,639
+243
+1% +$4.1K 0.04% 251
2023
Q3 		$327K Buy
19,396
+232
+1% +$3.95K 0.04% 249
2023
Q2 		$325K Buy
19,164
+219
+1% +$3.67K 0.04% 264
2023
Q1 		$322K Buy
18,945
+226
+1% +$3.94K 0.04% 258
2022
Q4 		$320K Sell
18,719
-2,150
-10% -$36.4K 0.04% 249
2022
Q3 		$350K Sell
20,869
-4,043
-16% -$71.3K 0.05% 231
2022
Q2 		$430K Sell
24,912
-974
-4% -$17.6K 0.1% 145
2022
Q1 		$492K Sell
25,886
-927
-3% -$18K 0.06% 206
2021
Q4 		$544K Sell
26,813
-507
-2% -$10.3K 0.07% 193
2021
Q3 		$567K Sell
27,320
-189
-0.7% -$3.93K 0.08% 186
2021
Q2 		$570K Buy
27,509
+280
+1% +$5.76K 0.13% 132
2021
Q1 		$555K Buy
27,229
+741
+3% +$15.2K 0.14% 125
2020
Q4 		$548K Buy
26,488
+1,050
+4% +$21.4K 0.14% 121
2020
Q3 		$511K Buy
+25,438
New +$507K 0.16% 106

Other funds holding PREF

Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

XML Financial's PREF Position: Q2 2026 in Review

XML Financial increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 1.3% in Q2 2026, buying an estimated $4.88K and bringing the position to 19,406 shares worth $370K. The position accounts for 0.03% of the portfolio, ranked #334.

XML Financial first reported a position in PREF in Q3 2020 and has held it in 24 quarters since. The position peaked at $570K in Q2 2021. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • XML Financial held 19,406 shares of Principal Spectrum Preferred Securities Active ETF worth $370K as of Q2 2026.
  • XML Financial bought 257 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $4.88K.
  • Principal Spectrum Preferred Securities Active ETF made up 0.03% of XML Financial's portfolio in Q2 2026, its #334 holding.
  • XML Financial first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2020 and has held it in 24 quarters since.
  • XML Financial's Principal Spectrum Preferred Securities Active ETF position peaked at $570K in Q2 2021.
  • 134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on XML Financial's 13F filing for Q2 2026, filed 24 Jul 2026.