PREF icon

Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

66 hedge funds and large institutions have $360M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 21 reducing their positions, and 10 closing their positions.

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
30
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$89.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.6M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$12.7M
4
Wells Fargo
4
Wells Fargo
California
$22.1M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.9M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$74.1M
2
P
2
Pitcairn
Pennsylvania
$1.19M
3
Cerity Partners
3
Cerity Partners
New York
$4.61M
4
Jane Street
4
Jane Street
New York
$236K
5
IWA
5
IBEX Wealth Advisors
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
26
Activest Wealth Management
Florida
$1.98M 116,826 +69,196 +145%
FIA
27
Foundations Investment Advisors
Arizona
$1.95M 114,488 +8,201 +8%
BEI
28
Benjamin Edwards Inc
Missouri
$1.64M 96,749 +1,877 +2%
SRC
29
Sage Rhino Capital
California
$1.61M 94,561 +4,172 +5%
NA
30
NewEdge Advisors
Louisiana
$1.56M 92,069 +6,977 +8%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$1.47M 86,674 +4,199 +5%
OMC
32
Old Mission Capital
Illinois
$1.38M 81,407 +81,407 New
ARG
33
Advisory Resource Group
Oklahoma
$1.38M 81,284 +1,675 +2%
MIA
34
MainStreet Investment Advisors
Illinois
$1.35M 79,704 -31,905 -29%
PAG
35
Private Advisor Group
New Jersey
$1.32M 77,714 +1,183 +2%
P
36
Pitcairn
Pennsylvania
$1.19M 70,151 -394,118 -85%
UB
37
UMB Bank
Missouri
$1.16M 68,380 -6,667 -9%
USAA
38
United Services Automobile Association
Texas
$1.06M 62,157 -11,562 -16%
RIA
39
Realta Investment Advisors
Delaware
$1.02M 59,945 -3,837 -6%
JWCA
40
J.W. Cole Advisors
Florida
$797K 46,897 +5,010 +12%
Principal Financial Group
41
Principal Financial Group
Iowa
$766K 45,079 +31,349 +228%
PFP
42
Pinnacle Financial Partners
Tennessee
$644K 37,882 +5,558 +17%
JCM
43
Jacobi Capital Management
Pennsylvania
$502K 29,530 +322 +1%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$498K 29,285 -10,146 -26%
MFC
45
Mechanics Financial Corp
Ohio
$390K 22,940 +152 +0.7%
SA
46
Sunesis Advisors
Kansas
$358K 21,043 +21,043 New
CIAS
47
Capital Investment Advisory Services
North Carolina
$340K 20,020 -4,048 -17%
XF
48
XML Financial
Maryland
$322K 18,945 +226 +1%
GRP
49
Global Retirement Partners
California
$315K 18,868 +18,868 New
FTUS
50
Flow Traders U.S.
New York
$287K 16,889 +16,889 New
1
2
3 4