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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
PWPS
51
Pinnacle Wealth Planning Services
Ohio
$59.3K +$5.96K +503 +10%
SIC
52
Samalin Investment Counsel
New York
$58.4K +$1.48K +125 +2%
CCM
53
Coldstream Capital Management
Washington
$54.8K +$2.77K +234 +5%
CAS
54
CTC Alternative Strategies
Illinois
$50K
CF
55
Centaurus Financial
California
$42K +$45.5K +3,838 New
OAM
56
Occidental Asset Management
California
$35K +$4.74K +400 +14%
MML Investors Services
57
MML Investors Services
Massachusetts
$35K -$15.7K -1,322 -29%
Walleye Capital
58
Walleye Capital
New York
$34.1K +$36.6K +3,092 New
AWS
59
Atria Wealth Solutions
New York
$31.2K -$299K -25,221 -90%
Koshinski Asset Management
60
Koshinski Asset Management
Illinois
$31.1K +$960 +81 +3%
CL
61
CSS LLC
Illinois
$29.5K +$889 +75 +3%
SWP
62
Semus Wealth Partners
Florida
$28.8K +$889 +75 +3%
FPAS
63
Focus Partners Advisor Solutions
Missouri
$27.9K
Comerica Bank
64
Comerica Bank
Texas
$17.1K +$18.4K +1,550 New
HWM
65
HighMark Wealth Management
Minnesota
$12.3K
EWA
66
EverSource Wealth Advisors
Alabama
$11.9K -$984 -83 -7%
CSPIA
67
Cary Street Partners Investment Advisory
Virginia
$10.5K
FWM
68
Focused Wealth Management
New York
$3.31K +$83 +7 +2%
FIA
69
FNY Investment Advisers
New York
$2K
HIA
70
Harbor Investment Advisory
Maryland
$1.38K +$1.48K +125 New
Fifth Third Bancorp
71
Fifth Third Bancorp
Ohio
$19 +$24 +2 New
HNB
72
Huntington National Bank
Ohio
$18
LSC
73
Logan Stone Capital
Illinois
-$229K -18,436 Closed
UCFA
74
United Capital Financial Advisors
Texas
-$81.4K -6,542 Closed
EC
75
Elequin Capital
New York
-$73.4K -5,901 Closed