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Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
CCM
51
Coldstream Capital Management
Washington
$56.5K +$15.8K +1,263 +37%
CCM
52
CTC Capital Management
Illinois
$54.3K – – –
MC
53
Moors & Cabot
Massachusetts
$51K – – –
MML Investors Services
54
MML Investors Services
Massachusetts
$45K -$1.19K -95 -2%
Thrivent Financial for Lutherans
55
Thrivent Financial for Lutherans
Minnesota
$39K – – –
CIA
56
Capital Investment Advisors
Georgia
$37.6K -$1.91K -153 -5%
OAM
57
Occidental Asset Management
California
$31.7K +$33.1K +2,644 New
FPAS
58
Focus Partners Advisor Solutions
Missouri
$30.3K +$31.6K +2,528 New
CL
59
CSS LLC
Illinois
$30.1K +$31.4K +2,511 New
UB
60
UMB Bank
Missouri
$16.6K – – –
EWA
61
EverSource Wealth Advisors
Alabama
$13.9K – – –
HWM
62
HighMark Wealth Management
Minnesota
$13.4K – – –
CSPIA
63
Cary Street Partners Investment Advisory
Virginia
$11.4K – – –
BWA
64
BDO Wealth Advisors
Florida
$10.8K +$11.2K +897 New
EC
65
Elequin Capital
New York
$6K -$161K -12,855 -96%
FWM
66
Focused Wealth Management
New York
$3.42K +$100 +8 +3%
FIA
67
FNY Investment Advisers
New York
$2K – – –
CCM
68
Chilton Capital Management
Texas
$1.74K +$1.81K +145 New
ASN
69
Advisory Services Network
Georgia
$1.2K – – –
HNB
70
Huntington National Bank
Ohio
$18 – – –
Baird Financial Group
71
Baird Financial Group
Wisconsin
– -$668K -57,955 Closed
QC
72
Quantedge Capital
Singapore
– -$321K -27,858 Closed
WAM
73
Wolverine Asset Management
Illinois
– -$299K -25,982 Closed
HighTower Advisors
74
HighTower Advisors
Illinois
– -$259K -23,069 Closed
Citadel Advisors
75
Citadel Advisors
Florida
– -$101K -8,728 Closed