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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
PWPS
51
Pinnacle Wealth Planning Services
Ohio
$42K +$1.59K +121 +3%
Thrivent Financial for Lutherans
52
Thrivent Financial for Lutherans
Minnesota
$42K +$2.53K +192 +5%
MML Investors Services
53
MML Investors Services
Massachusetts
$41K +$47.7K +3,624 New
DA
54
Doliver Advisors
Texas
$34K -$531K -40,282 -93%
MC
55
Moors & Cabot
Massachusetts
$34K +$39.5K +3,000 New
Lido Advisors
56
Lido Advisors
California
$33K +$39.5K +3,000 New
IA
57
IFP Advisors
Florida
$20K +$1.34K +102 +11%
APA
58
American Portfolios Advisors
New York
$18.3K
UB
59
UMB Bank
Missouri
$16K
HWM
60
HighMark Wealth Management
Minnesota
$13K
GI
61
Gradient Investments
Minnesota
$6K +$6.7K +509 New
Bessemer Group
62
Bessemer Group
New Jersey
$4K -$1.07K -81 -18%
US Bancorp
63
US Bancorp
Minnesota
$4K
FWM
64
Focused Wealth Management
New York
$3K +$105 +8 +3%
FIA
65
FNY Investment Advisers
New York
$2K
EWA
66
EverSource Wealth Advisors
Alabama
$1K +$1.09K +83 New
RCM
67
Rivernorth Capital Management
Florida
-$1.94M -152,988 Closed
1CP
68
1607 Capital Partners
Virginia
-$909K -71,950 Closed
Nomura Holdings
69
Nomura Holdings
Japan
-$92K -7,500 Closed
Walleye Capital
70
Walleye Capital
New York
-$84K -6,681 Closed
VF
71
Virtu Financial
New York
-$53K -4,215 Closed
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
-$42K -3,395 Closed
KAS
73
Kestra Advisory Services
Texas
-$36K -2,839 Closed
PP
74
Patten & Patten
Tennessee
-$33K -2,625 Closed
Janney Montgomery Scott
75
Janney Montgomery Scott
Pennsylvania
-$32K -2,534 Closed