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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$48K
CFGS
52
Concourse Financial Group Securities
Alabama
$38K
Citigroup
53
Citigroup
New York
$25K +$3.38K +165 +16%
HWM
54
HighMark Wealth Management
Minnesota
$24K
GWM
55
Geneos Wealth Management
Colorado
$21K
NFSG
56
Newbridge Financial Services Group
Florida
$19K
HFA
57
Hoover Financial Advisors
Pennsylvania
$14K +$13.4K +654 New
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$13K +$12.6K +614 New
APWA
59
Atlas Private Wealth Advisors
New Jersey
$11K
SB
60
Strategic Blueprint
Georgia
$11K +$10.2K +500 New
FHC
61
First Horizon Corporation
Tennessee
$10K +$9.98K +487 New
US Bancorp
62
US Bancorp
Minnesota
$8K
FWM
63
Focused Wealth Management
New York
$5K +$82 +4 +2%
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.82K +89 New
PAM
65
Panagora Asset Management
Massachusetts
$1K +$492 +24 New
AA
66
AQR Arbitrage
Connecticut
-$858K -43,083 Closed
WAM
67
Wolverine Asset Management
Illinois
-$723K -36,305 Closed
LCM
68
Landscape Capital Management
New Jersey
-$697K -34,970 Closed
BPA
69
Beacon Pointe Advisors
California
-$397K -19,954 Closed
Mercer Global Advisors
70
Mercer Global Advisors
Colorado
-$170K -8,535 Closed
SFS
71
Sowell Financial Services
Arkansas
-$22K -1,084 Closed
MF
72
Manchester Financial
California
-$4K -225 Closed