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Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HI
51
Harbour Investments
Wisconsin
$45K +$45.5K +2,241 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$44K +$45.4K +2,233 New
CFGS
53
Concourse Financial Group Securities
Alabama
$35K – – –
HWM
54
HighMark Wealth Management
Minnesota
$22K – – –
SFS
55
Sowell Financial Services
Arkansas
$22K – – –
GWM
56
Geneos Wealth Management
Colorado
$20K – – –
Citigroup
57
Citigroup
New York
$20K +$2.91K +143 +16%
NFSG
58
Newbridge Financial Services Group
Florida
$18K -$5.85K -288 -24%
APWA
59
Atlas Private Wealth Advisors
New Jersey
$10K – – –
US Bancorp
60
US Bancorp
Minnesota
$8K – – –
FWM
61
Focused Wealth Management
New York
$5K +$81 +4 +2%
MF
62
Manchester Financial
California
$4K +$4.57K +225 New
CRC
63
Curi RMB Capital
Illinois
– -$990K -48,602 Closed
Cerity Partners
64
Cerity Partners
New York
– -$717K -35,221 Closed
DA
65
Doliver Advisors
Texas
– -$230K -11,286 Closed
SIC
66
Samalin Investment Counsel
New York
– -$158K -7,757 Closed
TA
67
Townsend & Associates
Colorado
– -$149K -7,298 Closed
CSPIA
68
Cary Street Partners Investment Advisory
Virginia
– -$115K -5,641 Closed
CFG
69
Cooper Financial Group
California
– -$100K -4,931 Closed
MGIA
70
Moneta Group Investment Advisors
Missouri
– -$75K -3,684 Closed
Ameriprise
71
Ameriprise
Minnesota
– -$59K -2,883 Closed
CAN
72
Cetera Advisor Networks
California
– -$53K -2,601 Closed
C
73
Certuity
Florida
– -$53K -2,599 Closed
ASN
74
Advisory Services Network
Georgia
– -$10K -500 Closed
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
– -$10K -500 Closed