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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HI
51
Harbour Investments
Wisconsin
$45K +$45.5K +2,241 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$44K +$45.4K +2,233 New
CFGS
53
Concourse Financial Group Securities
Alabama
$35K
HWM
54
HighMark Wealth Management
Minnesota
$22K
SFS
55
Sowell Financial Services
Arkansas
$22K
GWM
56
Geneos Wealth Management
Colorado
$20K
Citigroup
57
Citigroup
New York
$20K +$2.91K +143 +16%
NFSG
58
Newbridge Financial Services Group
Florida
$18K -$5.85K -288 -24%
APWA
59
Atlas Private Wealth Advisors
New Jersey
$10K
US Bancorp
60
US Bancorp
Minnesota
$8K
FWM
61
Focused Wealth Management
New York
$5K +$81 +4 +2%
MF
62
Manchester Financial
California
$4K +$4.57K +225 New
CRC
63
Curi RMB Capital
Illinois
-$990K -48,602 Closed
Cerity Partners
64
Cerity Partners
New York
-$717K -35,221 Closed
DA
65
Doliver Advisors
Texas
-$230K -11,286 Closed
SIC
66
Samalin Investment Counsel
New York
-$158K -7,757 Closed
TA
67
Townsend & Associates
Colorado
-$149K -7,298 Closed
CSPIA
68
Cary Street Partners Investment Advisory
Virginia
-$115K -5,641 Closed
CFG
69
Cooper Financial Group
California
-$100K -4,931 Closed
MGIA
70
Moneta Group Investment Advisors
Missouri
-$75K -3,684 Closed
Ameriprise
71
Ameriprise
Minnesota
-$59K -2,883 Closed
CAN
72
Cetera Advisor Networks
California
-$53K -2,601 Closed
C
73
Certuity
Florida
-$53K -2,599 Closed
ASN
74
Advisory Services Network
Georgia
-$10K -500 Closed
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
-$10K -500 Closed