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Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
51
Concourse Financial Group Securities
Alabama
$36K – – –
Wells Fargo
52
Wells Fargo
California
$33K -$28.9K -1,587 -49%
NFSG
53
Newbridge Financial Services Group
Florida
$24K – – –
HWM
54
HighMark Wealth Management
Minnesota
$23K – – –
SFS
55
Sowell Financial Services
Arkansas
$22K – – –
GWM
56
Geneos Wealth Management
Colorado
$19K -$14.8K -815 -45%
Citigroup
57
Citigroup
New York
$19K -$127 -7 -0.8%
APWA
58
Atlas Private Wealth Advisors
New Jersey
$10K -$13.6K -750 -60%
ASN
59
Advisory Services Network
Georgia
$10K – – –
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$10K +$9.1K +500 New
FHC
61
First Horizon Corporation
Tennessee
$9K – – –
US Bancorp
62
US Bancorp
Minnesota
$8K +$7.08K +389 New
FWM
63
Focused Wealth Management
New York
$5K +$91 +5 +2%
PAM
64
Panagora Asset Management
Massachusetts
$1K -$5.44K -299 -83%
TRCT
65
Tower Research Capital (TRC)
New York
$1K +$691 +38 New
BPA
66
Beacon Pointe Advisors
California
– -$293K -17,818 Closed
Mercer Global Advisors
67
Mercer Global Advisors
Colorado
– -$239K -14,548 Closed
AAS
68
Avantax Advisory Services
Texas
– -$112K -6,788 Closed
MSAM
69
Moloney Securities Asset Management
Missouri
– -$47K -2,840 Closed
AWA
70
Arkadios Wealth Advisors
Georgia
– +$36 +2 New