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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
26
Robinson Capital Management
Michigan
$403K
PAG
27
Private Advisor Group
New Jersey
$377K +$24K +2,073 +7%
UBS Group
28
UBS Group
Switzerland
$351K -$27.3K -2,350 -7%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$315K -$14.7K -1,268 -5%
SWM
30
Spire Wealth Management
Virginia
$275K +$7.49K +646 +3%
HighTower Advisors
31
HighTower Advisors
Illinois
$254K +$60.5K +5,220 +34%
Cerity Partners
32
Cerity Partners
New York
$250K +$243K +20,912 New
Two Sigma Investments
33
Two Sigma Investments
New York
$221K +$214K +18,445 New
Mariner
34
Mariner
Kansas
$198K +$21.9K +1,888 +13%
ICMP
35
Integrated Capital Management (Pennsylvania)
Pennsylvania
$193K +$11.6K +998 +7%
PI
36
PFG Investments
New York
$193K +$187K +16,132 New
Wells Fargo
37
Wells Fargo
California
$157K +$12.8K +1,103 +9%
WAM
38
Wolverine Asset Management
Illinois
$156K -$126K -10,849 -45%
BRWA
39
B. Riley Wealth Advisors
Florida
$128K -$6.03K -520 -4%
HCM
40
Hollencrest Capital Management
California
$124K
ACP
41
Arcus Capital Partners
Georgia
$113K +$35 +3 +0%
SIMG
42
Sonora Investment Management Group
Arizona
$108K
PIWA
43
Prevail Innovative Wealth Advisors
Kansas
$99.2K
MOS
44
MGO One Seven
Ohio
$80.4K +$9.51K +820 +14%
CA
45
CoreCap Advisors
Michigan
$79K -$1.48K -128 -2%
SW
46
SVB Wealth
Massachusetts
$75.2K +$72.9K +6,288 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$74.2K +$72K +6,204 New
MAG
48
MRA Advisory Group
New Jersey
$73.4K +$858 +74 +1%
PWPS
49
Pinnacle Wealth Planning Services
Ohio
$73.1K +$10.1K +869 +17%
MC
50
Moors & Cabot
Massachusetts
$65.8K