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Horizon Technology Finance

44 hedge funds and large institutions have $21.4M invested in Horizon Technology Finance in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

46% more call options, than puts

Call options by funds: $2.14M | Put options by funds: $1.47M

33% more capital invested

Capital invested by funds: $16.1M → $21.4M (+$5.25M)

22% more funds holding

Funds holding: 3644 (+8)

1.2% more ownership

Funds ownership: 7.59%8.78% (+1.2%)

Holders
44
Holders Change
+8
Holders Change %
+22.22%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
10
Closed
4
Calls
$2.14M
Puts
$1.47M
Net Calls
+$671K
Net Calls Change
-$805K
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
26
Sheaff Brock Investment Advisors
Indiana
$152K +$12.5K +1,000 +10%
EGA
27
Eagle Global Advisors
Texas
$146K +$137K +11,000 New
NIA
28
NIA Impact Advisors
California
$138K +$129K +10,328 New
CFD
29
Creative Financial Designs
Indiana
$106K +$1.85K +148 +2%
Simplex Trading
30
Simplex Trading
Illinois
$100K +$94.7K +7,583 New
SFS
31
Sowell Financial Services
Arkansas
$81K +$5.87K +470 +8%
ASN
32
Advisory Services Network
Georgia
$67K +$200 +16 +0.3%
Canada Life
33
Canada Life
Manitoba, Canada
$66K +$3.15K +252 +5%
PFGIA
34
Patriot Financial Group Insurance Agency
Massachusetts
$32K +$3.98K +319 +15%
APA
35
American Portfolios Advisors
New York
$28.1K -$20.9K -1,676 -44%
Deutsche Bank
36
Deutsche Bank
Germany
$24K +$22.5K +1,800 New
CTB
37
Country Trust Bank
Illinois
$17K +$16K +1,283 New
GWM
38
Geneos Wealth Management
Colorado
$12K
Credit Agricole
39
Credit Agricole
France
$8K +$7.49K +600 New
JP Morgan Chase
40
JP Morgan Chase
New York
$8K +$7.49K +600 New
Group One Trading
41
Group One Trading
Illinois
$1K
SIS
42
Sound Income Strategies
Florida
$1K
BCM
43
Bridgeway Capital Management
Texas
-$306K -24,900 Closed
Citadel Advisors
44
Citadel Advisors
Florida
-$255K -20,391 Closed
IFG
45
Independent Financial Group
California
-$126K -10,250 Closed
Bank of America
46
Bank of America
North Carolina
-$12.5K -1,000 -100%
TRCT
47
Tower Research Capital (TRC)
New York
-$6K -481 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
+$37 +3 New

HRZN Hedge Fund Activity: Q4 2020 in Review

44 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2020, worth a combined $21.4M — up 33% from $16.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new HRZN positions and 4 closed out — a net gain of 8 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Shelton Capital Management, adding an estimated $961K. The largest seller was UBS Group, cutting an estimated $320K.

  • 44 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2020, up from 36 in Q3 2020.
  • Funds reported $21.4M of Horizon Technology Finance stock for Q4 2020, up 33% quarter-over-quarter.
  • 12 funds opened new Horizon Technology Finance positions in Q4 2020 and 4 closed out, a net change of +8 holders.
  • The largest Horizon Technology Finance buyer in Q4 2020 was Shelton Capital Management, an estimated $961K added.
  • The largest Horizon Technology Finance seller in Q4 2020 was UBS Group, an estimated $320K sold.

Based on aggregated 13F filings for Q4 2020.