We are live on ! Find out more
HRZN icon

Horizon Technology Finance
HRZN

40 hedge funds and large institutions have $18M invested in Horizon Technology Finance in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

21% more funds holding

Funds holding: 33 → 40 (+7)

18% more call options, than puts

Call options by funds: $341K | Put options by funds: $288K

8% more capital invested

Capital invested by funds: $16.6M → $18M (+$1.33M)

0.81% more ownership

Funds ownership: 10.41% → 11.22% (+0.81%)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
10
Closed
2
Calls
$341K
Puts
$288K
Net Calls
+$53K
Net Calls Change
-$155K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$874K
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$470K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$428K
4
Two Sigma Investments
Two Sigma Investments
New York
+$350K
5
AIM
Advantage Investment Management
Iowa
+$241K

Top Sellers

Rank Fund Capital Flow
1
BCM
Bridgeway Capital Management
Texas
-$427K
2
UBS Group
UBS Group
Switzerland
-$410K
3
GC
Guggenheim Capital
Illinois
-$296K
4
AAM
Advisors Asset Management
Colorado
-$288K
5
Morgan Stanley
Morgan Stanley
New York
-$168K
Name Holding Trade Value Shares
Change 		Change in
Stake
Marshall Wace
26
Marshall Wace
United Kingdom
$42K +$42.9K +3,582 New
Victory Capital Management
27
Victory Capital Management
Texas
$29K +$29.2K +2,438 New
APA
28
American Portfolios Advisors
New York
$25.1K – – –
GWM
29
Geneos Wealth Management
Colorado
$24K – – –
FANJ
30
Financial Architects (New Jersey)
New Jersey
$12K – – –
Bank of America
31
Bank of America
North Carolina
$12K +$12 +1 +0.1%
Simplex Trading
32
Simplex Trading
Illinois
$10K +$4.77K +398 +80%
RCAG
33
Rehmann Capital Advisory Group
Michigan
$5.18K – – –
AG
34
Advisor Group
Arizona
$5K -$75.6K -6,306 -94%
JFGIW
35
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$5K – – –
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
VRM
37
Vectors Research Management
New York
$4K +$3.59K +300 New
HI
38
Hudock Inc
Pennsylvania
$3K -$2.91K -243 -44%
SIS
39
Sound Income Strategies
Florida
$1K – – –
FGAM
40
Financial Gravity Asset Management
Texas
– -$1K -124 Closed
JFA
41
JNBA Financial Advisors
Minnesota
– -$1K -100 Closed
Fidelity Investments
42
Fidelity Investments
Massachusetts
– +$12 +1 New
1
2

HRZN Hedge Fund Activity: Q3 2019 in Review

40 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2019, worth a combined $18M — up 8% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HRZN positions and 2 closed out — a net gain of 7 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was BlackRock, opening a new position worth an estimated $874K. The largest seller was Bridgeway Capital Management, cutting an estimated $427K.

  • 40 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2019, up from 33 in Q2 2019.
  • Funds reported $18M of Horizon Technology Finance stock for Q3 2019, up 8% quarter-over-quarter.
  • 9 funds opened new Horizon Technology Finance positions in Q3 2019 and 2 closed out, a net change of +7 holders.
  • The largest Horizon Technology Finance buyer in Q3 2019 was BlackRock, an estimated $874K added.
  • The largest Horizon Technology Finance seller in Q3 2019 was Bridgeway Capital Management, an estimated $427K sold.

Based on aggregated 13F filings for Q3 2019.