Horizon Technology Finance
HRZN
32 hedge funds and large institutions have $32.9M invested in Horizon Technology Finance in 2015 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 6 closing their positions.
7,167% more call options, than puts
Call options by funds: $218K | Put options by funds: $3K
180% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 5
50% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 6
10% more funds holding
Funds holding: 29 → 32 (+3)
7% more capital invested
Capital invested by funds: $30.8M → $32.9M (+$2.08M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.31M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$871K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$790K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$453K |
| 5 |
Two Sigma Advisers
New York
|
+$411K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
-$528K |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$214K |
| 3 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
-$162K |
| 4 |
MSE
MUFG Securities EMEA
London,
United Kingdom
|
-$61K |
| 5 |
FNBT
FineMark National Bank & Trust
Fort Myers,
Florida
|
-$41K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Simplex Trading
Chicago,
Illinois
| $14K | +$15.5K | +1,123 | New |
|
|
TRCT
27
Tower Research Capital (TRC)
New York
| $9K | -$6.16K | -446 | -38% |
|
|
HI
28
Hudock Inc
Williamsport,
Pennsylvania
| $3K | – | – | – |
|
|
MFS
29
MSI Financial Services
Springfield,
Massachusetts
| $1K | – | – | – |
|
30
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $1K | – | – | – |
|
|
JG
31
Jefferies Group
New York
| $1K | +$732 | +53 | New |
|
32
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $13 | +$3.79K | +274 | +38% |
|
|
33
Stifel Financial
St. Louis,
Missouri
| – | -$528K | -38,221 | Closed |
|
|
RCM
34
Rotella Capital Management
Bellevue,
Washington
| – | -$162K | -11,722 | Closed |
|
|
MUSU
35
Mitsubishi UFJ Securities (USA)
New York
| – | -$61K | -4,387 | Closed |
|
|
MSE
36
MUFG Securities EMEA
London,
United Kingdom
| – | -$61K | -4,387 | Closed |
|
|
FNBT
37
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$41K | -3,000 | Closed |
|
38
Creative Planning
Overland Park,
Kansas
| – | -$28K | -2,000 | Closed |
|
HRZN Hedge Fund Activity: Q2 2015 in Review
32 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2015, worth a combined $32.9M — up 6.8% from $30.8M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new HRZN positions and 6 closed out — a net gain of 3 holders — while 14 added to existing stakes and 5 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.31M. The largest seller was Stifel Financial, exiting entirely with an estimated $528K sold.
- 32 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2015, up from 29 in Q1 2015.
- Funds reported $32.9M of Horizon Technology Finance stock for Q2 2015, up 6.8% quarter-over-quarter.
- 9 funds opened new Horizon Technology Finance positions in Q2 2015 and 6 closed out, a net change of +3 holders.
- The largest Horizon Technology Finance buyer in Q2 2015 was Morgan Stanley, an estimated $1.31M added.
- The largest Horizon Technology Finance seller in Q2 2015 was Stifel Financial, an estimated $528K sold.
Based on aggregated 13F filings for Q2 2015.