GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

62 hedge funds and large institutions have $87.1M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-1
Holders Change %
-1.59%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
26
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.1M
2
LPL Financial
2
LPL Financial
California
$2.99M
3
Stifel Financial
3
Stifel Financial
Missouri
$1.12M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$4.11M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$390K

Top Sellers

1
ACI
1
Alpha Cubed Investments
California
$0
2
Invesco
2
Invesco
Georgia
$2.78M
3
PPP
3
Private Portfolio Partners
New Jersey
$0
4
VF
4
Virtu Financial
New York
$0
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
26
Whittier Trust
California
$675K -$10.5K -616 -2%
DAS
27
Dynamic Advisor Solutions
Arizona
$630K +$100K +5,876 +19%
SIA
28
Sit Investment Associates
Minnesota
$582K – – –
BRWA
29
B. Riley Wealth Advisors
Florida
$528K -$133K -7,815 -20%
CFG
30
Cooper Financial Group
California
$489K +$41.9K +2,459 +9%
KAS
31
Kestra Advisory Services
Texas
$489K +$7.34K +431 +2%
PAG
32
Private Advisor Group
New Jersey
$480K +$30.5K +1,789 +7%
SCM
33
Schnieders Capital Management
California
$476K +$72.4K +4,250 +18%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$390K +$390K +22,512 New
Baird Financial Group
35
Baird Financial Group
Wisconsin
$358K -$4.89K -287 -1%
RJT
36
Raymond James Trust
Florida
$320K -$12.6K -738 -4%
FAG
37
Fortitude Advisory Group
Washington
$263K +$10.3K +604 +4%
KWMG
38
King Wealth Management Group
Florida
$261K -$5.78K -339 -2%
HighTower Advisors
39
HighTower Advisors
Illinois
$247K +$972 +57 +0.4%
WSTAM
40
Wilbanks Smith & Thomas Asset Management
Virginia
$239K – – –
CHJWM
41
Carlton Hofferkamp & Jenks Wealth Management
Texas
$207K +$8.47K +500 +4%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$206K +$206K +12,109 New
TIM
43
Triad Investment Management
California
$205K +$136 +8 +0.1%
SWP
44
Stratos Wealth Partners
Ohio
$205K -$30.7K -1,800 -13%
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$199K -$1.94K -114 -1%
BG
46
Benedetti & Gucer
Georgia
$199K +$199K +11,700 New
CPSC
47
Carl P. Sherr & Co
Massachusetts
$193K +$193K +11,325 New
GLA
48
Good Life Advisors
Pennsylvania
$180K – – –
SPC
49
Sigma Planning Corp
Michigan
$173K +$173K +10,181 New
SWM
50
Spire Wealth Management
Virginia
$57.8K – – –
1
2
3