B. Riley Wealth Advisors’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

B. Riley Wealth Advisors’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-16,854	Closed	-$256K	–	1357
2024 Q4	$256K	Sell	16,854 -4,086	-20%	-$65.9K	0.01%	937
2024 Q3	$365K	Sell	20,940 -1,743	-8%	-$30K	0.01%	863
2024 Q2	$361K	Buy	22,683 +6,491	+40%	+$104K	0.01%	943
2024 Q1	$252K	Buy	+16,192	New	+$267K	0.01%	1138
2023 Q4	–	Sell	-16,192	Closed	-$252K	–	1439
2023 Q3	$252K	Sell	16,192 -8,398	-34%	-$132K	0.01%	1138
2023 Q2	$401K	Sell	24,590 -6,393	-21%	-$106K	0.01%	972
2023 Q1	$528K	Sell	30,983 -7,815	-20%	-$133K	0.01%	783
2022 Q4	$635K	Buy	38,798 +7,910	+26%	+$127K	0.02%	699
2022 Q3	$477K	Buy	30,888 +19,856	+180%	+$353K	0.01%	774
2022 Q2	$197K	Buy	11,032 +185	+2%	+$3.43K	0.01%	1043
2022 Q1	$216K	Buy	10,847 +1,256	+13%	+$26.1K	0.01%	1178
2021 Q4	$228K	Sell	9,591 -3,750	-28%	-$88.8K	0.01%	1211
2021 Q3	$328K	Buy	+13,341	New	+$330K	0.01%	991

Other funds holding GBAB

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

StoneX Group New York $2.48B AUM 33.54% 1-Year Est. Return

CFG

Cooper Financial Group Irvine, California $1.21B AUM 28.32% 1-Year Est. Return

B. Riley Wealth Advisors's GBAB Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q1 2025, closing a stake of 16,854 shares — an estimated $256K sold.

B. Riley Wealth Advisors first reported a position in GBAB in Q3 2021 and held it in 13 quarters. The position peaked at $635K in Q4 2022. 61 funds tracked by Wall St. Rank hold GBAB as of Q1 2025.

B. Riley Wealth Advisors reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q1 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 16,854 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q1 2025, an estimated $256K.
B. Riley Wealth Advisors first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q3 2021 and held it in 13 quarters.
B. Riley Wealth Advisors's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $635K in Q4 2022.
61 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.