GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

57 hedge funds and large institutions have $71M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$11.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.5M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.09M
4
SIA
4
Sit Investment Associates
Minnesota
$535K
5
RCG
5
Regatta Capital Group
California
$1.25M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.32M
2
Wells Fargo
2
Wells Fargo
California
$2.65M
3
AP
3
Americana Partners
Texas
$0
4
Bank of America
4
Bank of America
North Carolina
$4.46M
5
VCA
5
Verdence Capital Advisors
Maryland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
26
Kestra Advisory Services
Texas
$488K -$678 -44 -0.1%
BRWA
27
B. Riley Wealth Advisors
Florida
$477K +$307K +19,856 +180%
PAG
28
Private Advisor Group
New Jersey
$403K -$7.21K -468 -2%
Stifel Financial
29
Stifel Financial
Missouri
$390K +$1.16K +75 +0.3%
SCM
30
Schnieders Capital Management
California
$366K +$1.54K +100 +0.4%
PPP
31
Private Portfolio Partners
New Jersey
$337K -$16K -1,037 -5%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$324K +$15.6K +1,011 +5%
Rockefeller Capital Management
33
Rockefeller Capital Management
New York
$323K -$80.7K -5,235 -20%
RJT
34
Raymond James Trust
Florida
$301K – – –
AWM
35
AE Wealth Management
Kansas
$248K -$21.5K -1,400 -8%
SWP
36
Stratos Wealth Partners
Ohio
$245K -$97.3K -6,302 -28%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$242K +$242K +15,694 New
KWMG
38
King Wealth Management Group
Florida
$240K +$216 +14 +0.1%
FAG
39
Fortitude Advisory Group
Washington
$228K +$4.42K +287 +2%
HighTower Advisors
40
HighTower Advisors
Illinois
$221K +$2.15K +140 +1%
TIM
41
Triad Investment Management
California
$218K -$157K -10,208 -42%
CA
42
CoreCap Advisors
Michigan
$218K +$26.2K +1,700 +14%
WSTAM
43
Wilbanks Smith & Thomas Asset Management
Virginia
$216K – – –
RCM
44
Rivernorth Capital Management
Florida
$205K +$205K +13,303 New
CHJWM
45
Carlton Hofferkamp & Jenks Wealth Management
Texas
$191K – – –
CPSC
46
Carl P. Sherr & Co
Massachusetts
$175K – – –
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$175K +$17.1K +1,113 +11%
GLA
48
Good Life Advisors
Pennsylvania
$162K – – –
AWS
49
Atria Wealth Solutions
New York
$155K +$155K +10,060 New
SWM
50
Spire Wealth Management
Virginia
$62K +$1.77K +115 +3%
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