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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86.5M -$1.27M -24,660 -1%
Wells Fargo
2
Wells Fargo
California
$50.5M +$1.55M +29,986 +3%
UBS Group
3
UBS Group
Switzerland
$41.8M -$10.6M -206,138 -21%
LPL Financial
4
LPL Financial
California
$23.4M -$4.83M -93,631 -17%
Goldman Sachs
5
Goldman Sachs
New York
$22.9M – – –
Bank of America
6
Bank of America
North Carolina
$19.7M +$1.11M +21,521 +6%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$15.3M +$149K +2,889 +1%
CCA
8
Clearwater Capital Advisors
Illinois
$14.9M +$179K +3,478 +1%
RWMH
9
Riverpoint Wealth Management Holdings
Illinois
$9.75M +$38.3K +743 +0.4%
Ameriprise
10
Ameriprise
Minnesota
$7.34M +$113K +2,183 +2%
Stifel Financial
11
Stifel Financial
Missouri
$5.67M +$11.6K +224 +0.2%
RJA
12
Raymond James & Associates
Florida
$5.46M +$46.4K +900 +0.9%
HFS
13
HL Financial Services
Kentucky
$4.09M -$310K -6,010 -7%
WI
14
Wintrust Investments
Illinois
$3.4M +$750K +14,542 +29%
SB
15
Suntrust Banks
Georgia
$3.17M +$1.71M +33,099 +121%
SG Americas Securities
16
SG Americas Securities
New York
$3.11M +$1.61M +31,131 +111%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.85M +$2.79M +54,120 New
TFA
18
Transamerica Financial Advisors
Florida
$2.69M -$554K -10,747 -17%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.55M +$65.1K +1,263 +3%
FAAS
20
First Allied Advisory Services
California
$2.16M -$496K -9,614 -19%
CS
21
Credit Suisse
Switzerland
$2.15M +$1.82M +35,218 +625%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.06M +$310K +6,011 +18%
IA
23
IFP Advisors
Florida
$1.96M -$53.1K -1,030 -3%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.89M +$210K +4,067 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.88M +$992K +19,234 +117%
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