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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M +$4.07M +63,153 +4%
Wells Fargo
2
Wells Fargo
California
$63.8M -$3.94M -61,160 -6%
UBS Group
3
UBS Group
Switzerland
$42.8M -$4.82M -74,722 -10%
Bank of America
4
Bank of America
North Carolina
$27.6M -$1.62M -25,209 -6%
LPL Financial
5
LPL Financial
California
$26.1M -$316K -4,903 -1%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$23.3M +$103K +1,595 +0.4%
CCA
7
Clearwater Capital Advisors
Illinois
$17.3M -$1.19M -18,474 -6%
RJA
8
Raymond James & Associates
Florida
$13M +$6.25M +96,897 +91%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$9.97M -$290K -4,504 -3%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$9.27M +$4.1M +63,661 +78%
FAAS
11
First Allied Advisory Services
California
$8.31M +$1.15M +17,880 +16%
Goldman Sachs
12
Goldman Sachs
New York
$6.79M +$4.64M +71,920 +208%
PI
13
PFS Investments
Georgia
$5.97M +$2.31M +35,873 +62%
Stifel Financial
14
Stifel Financial
Missouri
$4.49M +$388K +6,020 +9%
DADC
15
D.A. Davidson & Co
Montana
$4.34M +$660K +10,245 +18%
IWM
16
IHT Wealth Management
Illinois
$4.27M -$239K -3,702 -5%
HFS
17
HL Financial Services
Kentucky
$4.26M -$53.7K -833 -1%
WI
18
Wintrust Investments
Illinois
$4.21M +$27.3K +424 +0.6%
RWMH
19
Riverpoint Wealth Management Holdings
Illinois
$4.16M +$92.6K +1,437 +2%
MML Investors Services
20
MML Investors Services
Massachusetts
$3.99M +$373K +5,785 +10%
IA
21
IFP Advisors
Florida
$3.56M – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$3.19M +$481K +7,455 +18%
First Trust Advisors
23
First Trust Advisors
Illinois
$3.08M +$23.3K +362 +0.8%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$3.02M +$1.5M +23,227 +95%
CWM
25
Cornerstone Wealth Management
Missouri
$2.92M +$1.63M +25,294 +116%
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