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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$99.2M -$9.84M -214,821 -9%
LPL Financial
2
LPL Financial
California
$46.2M -$139K -3,031 -0.3%
Wells Fargo
3
Wells Fargo
California
$46M -$14M -306,515 -24%
UBS Group
4
UBS Group
Switzerland
$39M -$3.48M -75,886 -9%
Bank of America
5
Bank of America
North Carolina
$21.6M +$760K +16,580 +4%
JIP
6
Jaffetilchin Investment Partners
Florida
$18.8M +$500K +10,921 +3%
Goldman Sachs
7
Goldman Sachs
New York
$18M +$9.21M +201,052 +117%
HI
8
Horizon Investments
North Carolina
$12.1M +$1.58M +34,475 +16%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$10.5M +$2.01M +43,829 +25%
Stifel Financial
10
Stifel Financial
Missouri
$9.8M +$6.71M +146,512 +259%
Ameriprise
11
Ameriprise
Minnesota
$8.92M -$3.69M -80,468 -30%
SG Americas Securities
12
SG Americas Securities
New York
$6.73M +$6.39M +139,429 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$4.63M +$4.4M +95,972 New
IA
14
IFP Advisors
Florida
$4.11M +$896K +19,551 +47%
HFS
15
HL Financial Services
Kentucky
$3.78M +$83.5K +1,823 +2%
CS
16
Credit Suisse
Switzerland
$3.76M +$3.22M +70,230 +921%
RJA
17
Raymond James & Associates
Florida
$3.52M +$171K +3,730 +5%
TFA
18
Transamerica Financial Advisors
Florida
$2.68M +$2.54M +55,476 New
AIG
19
American International Group
New York
$2.58M -$84.4K -1,843 -3%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.41M -$5.26M -114,907 -70%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.09M -$1.46M -31,967 -42%
FAAS
22
First Allied Advisory Services
California
$1.93M -$447K -9,752 -20%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.68M -$442K -9,642 -22%
Citigroup
24
Citigroup
New York
$1.34M -$329K -7,184 -21%
Citadel Advisors
25
Citadel Advisors
Florida
$1.22M +$1.16M +25,325 New
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