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First Trust Large Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$103M -$16.7M -144,156 -15%
Morgan Stanley
2
Morgan Stanley
New York
$103M -$2.14M -18,461 -2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$54.2M -$1.22M -10,512 -2%
Wells Fargo
4
Wells Fargo
California
$48.4M +$306K +2,635 +0.7%
UBS Group
5
UBS Group
Switzerland
$32.6M -$948K -8,156 -3%
First Trust Advisors
6
First Trust Advisors
Illinois
$27.3M +$21.2M +182,037 +466%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$22.5M +$14.4M +124,141 +212%
KWM
8
Kingsview Wealth Management
Oregon
$22.3M +$1.6M +13,733 +8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$22.2M -$3.21M -27,667 -13%
Bank of America
10
Bank of America
North Carolina
$20M -$295K -2,535 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$18.4M -$17M -146,464 -50%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$16M +$8.43M +72,523 +126%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$14.9M +$49.3K +424 +0.4%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$13.7M -$1.02M -8,765 -7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$13.3M +$4.13M +35,550 +49%
RJA
16
Raymond James & Associates
Florida
$13.2M +$2.82M +24,230 +29%
WA
17
Win Advisors
Florida
$12.7M +$12M +103,315 New
USCWA
18
U.S. Capital Wealth Advisors
Texas
$9.62M -$85.7K -738 -0.9%
GM
19
GeoWealth Management
Illinois
$9.28M +$8.45M +72,755 +2,909%
AAS
20
Avantax Advisory Services
Texas
$8.26M -$93.4K -804 -1%
CAN
21
Cetera Advisor Networks
California
$6.79M +$142K +1,223 +2%
Stifel Financial
22
Stifel Financial
Missouri
$6.5M -$671K -5,775 -10%
DADC
23
D.A. Davidson & Co
Montana
$6.41M -$301K -2,587 -5%
CI
24
CX Institutional
Indiana
$5.98M +$1.78M +15,296 +46%
WWM
25
Western Wealth Management
Colorado
$5.46M +$1.2M +10,333 +30%